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HIPAA Investigations and Enforcement:
Court Decision Raises Stakes for Privacy Compliance 
Audio CD/MP3
Recorded May 30, 2007 

Faculty: Phil Zarone and Rachel Remaley

   

There is a new, compelling reason for hospitals and physicians to pay attention to HIPAA. An appellate court in North Carolina ruled that HIPAA could be used by a plaintiff to establish the "standard of care" in a negligence lawsuit. Acosta v. Byrum, 638 S.E.2d 246 (N.C. Ct. App. 2006). Plaintiffs' attorneys everywhere will likely point to this case to argue that hospitals and physicians can be liable under state tort law for an "invasion of privacy" or for "negligently inflicting emotional distress" if they fail to comply with HIPAA. Conducting internal investigations of potential privacy violations is one of the key ways to ensure compliance with HIPAA. Responding appropriately when a concern is raised can reduce the chance of a formal complaint – or a lawsuit – being filed. If a complaint is filed, the health care provider must be able to point to a thorough investigation in order to deal with government regulators. Also, a good investigation can result in "lessons learned" that may prevent similar complaints in the future. How do you conduct an effective HIPAA investigation? . Among other topics, Phil and Rachel discuss:  

  • Reasons for conducting a thorough investigation
  • Proactive steps to avoid privacy violations in the first place
  • The use of random and focused audits
  • Documents to review during an investigation
  • Interviewing witnesses and subjects of complaints
  • Documentation
  • Incorporating investigation results into the quality improvement process
  • Steps to take if a privacy violation is confirmed: how do you protect the patient as well as your good reputation?
  • Mitigating the harmful effects of improper disclosures of health information
  • State laws requiring notification to the patient of certain improper disclosures
  • Relationship between Patient Grievance policies and HIPAA investigations
  • Responding to government inquiries
  • What do you do if government agents knock on your door?
 


Audio CD/MP3: $225

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