JOSEPH K. FARINA, Executor of
the ESTATE OF MARIE FARINA,
Deceased, and
JOSEPH FARINA,
Individually,
Plaintiff-Respondent,
v.
ELLIOTT M. KRAUS, M.D.,
Defendant-Appellant.
_________________________________
Argued: December 1, 1999 -
Decided: 12/22/99
Before
Judges King, Kleiner and P.G.
Levy.
On appeal from the
Superior Court of New Jersey, Law Division, Atlantic
County.
Melvin Greenberg
argued the cause for appellant (Greenberg Dauber Epstein & Tucker,
attorneys; Mr. Greenberg and Michael H. Freeman, on the
brief).
Bard L. Shober
argued the cause for respondent (Weiss & Shober, attorneys; Mr. Shober, on
the brief).
The opinion
of the court was delivered by
KING, P.J.A.D.
you may not get a good sample
. . . because the patient sometimes [] . . . has just [gone] to the bathroom,
and therefore, they give you a sample that's very small, doesn't have a very
good representation of the bladder. It could be limited by the person reading
the slides. They may not be expert enough. It may not be fixed properly, because
once you make the urine in the cup or container . . . you should fix it
immediately with formalin or alcohol so the cells maintain their shape. If you
don't, and it sits on the table for a few hours, the cells will undergo changes.
They may not be representative, and it would be very hard for the person reading
it to say what's going on, so those are several kinds that can give you false
information.
On cross-examination, when asked whether the cytology
testing could have detected the tumor in 1991 or 1992 with a reasonable medical
probability, Dr. Mydlo stated that "[t]he cytologies early on .. if cytology is
atypia, atypia does not necessarily mean there's a tumor there, but it would
make one weary [wary?] to follow the patient more than . . . just several years
gone by, and that would've led to more serial cytologies which could have picked
up a tumor later." He added that the testing would have detected the tumor with
reasonable certainty because if the doctor performs annual cytologies the chance
of getting a positive result increases.
Dr. Mydlo
agreed that the use of cytoscopy and bladder biopsy are elements of the standard
of care in treating a patient with neurogenic bladder and hematuria. Dr. Mydlo
also recognized that one of the standards of care in treating a patient like
Farina was a urinanalysis. Dr. Mydlo admitted that Dr. Kraus performed a
urinanalysis on plaintiff after March of 1990 and through November of 1993. He
acknowledged that on each of these occasions the results were negative for red
blood cells. He testified, however, that with a patient with gross hematuria and
then a neurogenic bladder who does not exhibit recurrent hyperhematuria, the
standard of care requires a yearly cytology. Dr. Mydlo thought that the
reasonable standard of care required Dr. Kraus to perform a cytology test in
1990 and thereafter.
In his defense, Dr. Kraus
explained his reasons for not performing a urine cytology test. "Urine cytology
is a test where you take a sample of urine and it's analyzed by the laboratory,
looking specifically for cancer cells that are floating around in the urine or
any cells that looked abnormal. The main reason is to pick up cancer cells." He
stated
[t]he urine cytology, even in
the best of situations, is not always accurate. In 30 to 40 percent of the time,
it can be inaccurate, even in the best of things. Here is a woman with a
catheter in, urine draining out, bleeding. The chances of urine cytology being
remotely helpful or accurate in this state was zero, number one. Number two, the
standard of care in someone who is bleeding requires that you do cytoscopy and
it requires that you do a biopsy. That, plus IVP, are the tests that you must
do, regardless . . . .
Dr. Kraus further stated that
[cytology] would be useless
for the following reasons . . . you need to have a sample of urine staying in
the bladder long enough for cancer cell[s], if present, to be washed into it.
She had a catheter in all the time. Her bladder was empty. There would have been
no possible way to collect any meaningful urine from her to get a sample, number
one. Number two, she was bleeding. She had terrible inflammation inside her
bladder. The catheter was in, which only increases it. Her urine, if you could
get some urine from it and look at it under a microscope, would just have
millions of inflammation cells in it and inflammation cells look atypical. They
don't look normal. So if you took a _ if you could somehow get any of that, you
would get nothing . . . There would be no way to find cancer cells. Every cell
would look funny and it didn't make a difference because she had to be biopsied.
She had to be biopsied. That's the standard. That's the only way you're going to
get cancer cells . . . .
Dr. Kraus said that cytology testing is performed on patients who have proven
bladder cancer. He testified that generally he "would discuss cytology testing
in terms of something that we might do in the future if you have bladder
cancer." He stated that "I would talk about it as a test that she should be
aware of but I would not offer it to her at that time as a test in the
hospital."
Defendant presented the expert testimony
of Dr. Terrance R. Malloy, chief urologist at Pennsylvania Hospital in
Philadelphia. Dr. Malloy disagreed with plaintiff's expert's suggestion that the
standard of care required a urine cytology during plaintiff's hospitalization in
1990 and thereafter. He stated that "a urine cytology was a waste of time." He
explained that the "problem with cytology is, if someone has an acute infection,
like Mrs. Farina . . ." the inflammation in the bladder will distort any
cytology test results. Dr. Malloy also testified that "in the face of this lady
who's responding well to medical therapy, and continuing to have some
inflammatory process" the standard of care does not require urine cytology in
that first six months or eight months after her hospitalization in the absence
of recurrent hematuria. Dr. Malloy said that the urine cytology test is a tool
that helps doctors if "somebody already has a cancer of the bladder, and you
want to follow them in between cytoscopies for checkups." He also testified that
Dr. Kraus' care and treatment of Farina in 1990 and thereafter through November
1993 complied with the requisite professional standard of care. Dr. Malloy
stressed that the standard of care for a patient such as Farina did not require
a urine cytology
because she had a complete
work-up, which had a cytoscopy and a biopsy, which is much more thorough. The
urologist is looking at the whole wall of the bladder, and he's doing biopsies.
And having a piece of tissue to look underneath the microscope is much better
than just some random cells that have been spun out from a urine sample. So as I
said, the urine cytology is not the standard of care for working up hematuria in
a lady that came in in urinary retention.
Dr. Malloy said that during the period from early 1991 through December 1991,
the standard of care did not require urine cytology because she "was not having
hematuria, so there was no indication that cytology was needed." He also
testified that the standard of care did not require that Dr. Kraus perform urine
cytology at any time in 1993.
1) Did defendant Dr. Kraus
fail to advise the plaintiff of available treatments, procedures or tests that a
reasonably prudent patient in the plaintiff's position would expect a doctor to
disclose in order that the patient might make an informed decision on available
treatments, procedures or
tests?
If your answer is
"YES", proceed to the next
question.
If your answer is
"NO", proceed to question No. 5.
The jury answered "YES" and voted six to one.
2) Do you find that a
reasonably prudent patient under the circumstances of this case would have
consented to and submitted to the treatment, procedures or tests had she been so
informed.
If your answer
is "YES", proceed to the next
question.
If your answer is
"NO", proceed to question No. 5.
The jury answered "YES" and voted seven to zero.
3) Did defendant Dr. Kraus' failure to advise the plaintiff of alternative treatments, procedures or tests increase the risk of harm posed by plaintiff's pre-existing condition?
The jury answered "YES" and voted six to one.
4) Was the increased risk a
substantial factor in producing the ultimate
injury?
Proceed to next
question.
The jury answered "YES" and voted seven to zero.
5) Did
defendant Dr. Kraus deviate from accepted standards of medical
practice?
If your answer
is "YES", proceed to the next
question.
If your answer is
"NO", and your answer to question Nos. 1,2,3, or 4 was "NO", you may cease your
deliberations and return your
verdict.
If your answer is
"NO", and your answers to question Nos. 1 through 4 was "YES", proceed to
question No. 7.
The jury answered "NO" and voted seven to zero.
6. Did defendant Dr. Kraus'
deviation from accepted standards of medical practice increase the risk of harm
posed by plaintiff's pre-existing
condition?
If your answer
is "YES", proceed to the next
question.
If your answer is
"NO", and your answer to question Nos. 1, 2, 3, or 4 is "NO", you may cease your
deliberations and return your
verdict.
If your answer is
"NO", and your answer to question Nos. 1 through 4 is "YES", proceed to question
No. 7.
[Not answered pursuant
to instruction to No. 5.]
7. Was
the increased injury a substantial factor in producing the ultimate
injury?
If your answer is
"YES", proceed to the next
question.
If your answer is
"NO", and your answer to question Nos. 1, 2, 3, or 4 was "NO", you may cease
your deliberations and return your
verdict.
If your answer
is "NO," and your answer to questions Nos. 1 through 4 is "YES", proceed to
question No. 8.
The jury answered "YES" and voted seven to zero.
8. Has
defendant Dr. Kraus proved that some portion of the plaintiff's ultimate injury
would have occurred even if defendant Dr. Kraus' treatment and/or advice was
proper?
If your answer is
"YES", proceed to the next
question.
If your answer is "NO",
proceed to question No. 11.
The jury answered "YES" and voted seven to zero.
9. Has defendant Dr. Kraus
proven that plaintiff's injuries can be reasonably apportioned between these
injuries that are solely attributable to plaintiff's pre existing condition, and
those injuries that are solely the result of the defendant's
negligence?
If your
answer is "YES", proceed to the next
question.
If your answer is
"NO", proceed to question No. 11.
10. State in percentages,
what portion of the ultimate injury resulted from a) the pre existing condition
and b) Dr. Kraus' negligence and/or failure to advise of available test.
With regard to a), the jury answered sixty-percent. With regard to b), the
jury answered forty-percent. The jury vote was seven to zero.
11. What amount of money, set
forth in a lump sum, would fairly and reasonably compensate the plaintiff for
her injuries for pain, suffering, disability, impairment, and loss of enjoyment
of life?
The jury answered $160,000 and voted six to one.
Mr. Farina's losses of his
wife's services up to the date of her death.
The jury answered $40,000 and voted seven to zero.
Pecuniary losses resulting
from her death.
The jury answered $140,000 and voted six to one.
Thus, the jury found that Dr. Kraus was not negligent
in his treatment of plaintiff, inferentially concluding that he did not deviate
from the standard of care by rejecting use of urine cytology tests on Farina.
The jury found, however, that Dr. Kraus breached the duty of informed consent by
failing to disclose the existence and availability of the urine cytology test to
Farina.
Within ten days of the jury's verdict Dr.
Kraus moved for a judgment notwithstanding the verdict or in the alternative a
new trial. On August 20, 1998 the judge denied Dr. Kraus' motion.
We
are satisfied that informed consent was an inapposite theory. As the Supreme
Court explained in Matthies v. Mastromonaco, 160
N.J. 26, 35 (1999), quoting Perna v. Pirozzi, 92
N.J. 446, 459 (1983), "[i]nformed consent is a negligence concept predicated
on the duty of a physician to disclose to a patient information that will enable
him to 'evaluate knowledgeably the options available and the risks attendant
upon each' before subjecting that patient to a course of treatment" (quoting
from Canterbury v. Spence, 464
F.2d 772, 780 (D.C. Cir.), cert. denied, 409
U.S. 1064, 93
S. Ct. 560, 34
L. Ed.2d 518 (1972)). Thus the informed-consent basis of malpractice, as
opposed to deviation from the applicable standard of care, rests not upon the
physician having erred in diagnosis or administration of treatment but rather in
the failure to have provided the patient with adequate information regarding the
risks of a given treatment or with adequate information regarding the
availability of alternative treatments and the comparative risks and benefits of
each. See, e.g., Baird v. American Medical Optics, 155
N.J. 54, 71 (1998); Teilhaber v. Greene, 320
N.J. Super. 453, 465 (App. Div. 1999).
Patently,
neither explanation of the risks of a proposed treatment nor explanation of the
comparative risks and benefits of available options is what this case is all
about. The crux of plaintiff's claim against defendant is that he did not
appreciate the seriousness of decedent's condition, that he did not respond
appropriately to it, and that these failures permitted her to regard her
condition too cavalierly. But that is what the deviation case was all about,
namely, that confronted with a patient with mitral valve prolapse and a history
of arrhythmia some ten years earlier, defendant was negligent in not taking an
adequate history, not adequately interrogating her as to her symptoms, not
responding to critical symptoms (if she had them) by treatment or warning, and
not assuring that she had a proper cardiological evaluation. We regard these
failures, if there were such failures, and the jury determined to the contrary,
as negligence in diagnosis and treatment, i.e., deviation.
A
simple analogy explains our point. It is well known that a possible complication
of mononucleosis is a ruptured spleen. If a physician treats the disease by
prescribing medication and bed rest but does not warn the patient of that
complication or tell the patient what its symptoms are or what to do if they
appear, it may well be that the doctor will be deemed negligent in the overall
treatment since proper treatment would, in our view, comprehend the giving of
that advice to the patient. The physician would, however, not thereby have
failed to obtain the patient's informed consent to the treatment that was
administered.
We
are persuaded that plaintiff's informed consent argument here confuses the
course of the disease with the course of the treatment. These are very different
matters. Not taking the necessary and available steps to protect the patient or
to permit the patient to protect himself from the potential course of the
disease is negligent treatment. Depriving the patient of the opportunity to
reasonably determine for herself whether she wishes to accept the risks of a
proposed or alternate treatment is an informed consent failure irrespective of
whether the treatment itself is performed in accordance with prevailing medical
standards. If not so performed, then, of course, the patient will also have a
cause of action based on deviation. In sum, we are satisfied that a physician's
failure to advise a patient respecting the disease is potentially a treatment
deviation, not potentially a failure to obtain informed consent.
[Id. at 474-75.]