REVERSED AND REMANDED; Opinion Filed February 3, 2000
S
In The
Court of Appeals
Fifth District of Texas at Dallas
............................
No. 05-97-01934-CV
............................
DAVID and PAMELA KIRKWOOD, Appellants
V.
PRIMACARE, INC., Appellee
.............................................................
On Appeal from the 193rd Judicial District Court
Dallas County, Texas
Trial Court Cause No. 95-08965-L
.............................................................
OPINION
Before Justices Ovard, James, and Roach
Opinion By Justice James
In this summary judgment case, David and Pamela Kirkwood (the Kirkwoods)
sued PrimaCare, Incorporated (PrimaCare) for medical malpractice. The trial court granted
PrimaCare's motion for summary judgment. In six points of error, the Kirkwoods contend the
trial court erred in granting summary judgment because (1) the affidavit of Dr. Erickson
contained speculation and conclusory statements, (2) the affidavit of Dr. Erickson was testimony
by an interested witness and was not clear, positive, direct, or credible, and was contradicted by
the Kirkwoods' evidence, (3) the trial court erred in failing to find a fact issue on whether Dr.
Erickson was an employee or ostensible agent of PrimaCare, (4) genuine issues of material fact
exist, (5) the trial court considered the credibility of witnesses, and (6) PrimaCare failed to meet
its summary judgment burden and the trial court made improper inferences in favor of
PrimaCare. Because we agree with the Kirkwoods on their sixth issue, we reverse and remand.
Background
The factual allegations forming the basis of this summary judgment case are
taken from Plaintiff's Fourth Amended Original Petition. Mrs. Kirkwood sought treatment at
PrimaCare “for an infection she received as a result of a cut with a knife while cleaning a
duck.” The Kirkwoods allege “Primacare's physician erroneously cut and removed her tendon
in her finger and failed to properly treat her for a serious infection” and “Primacare, through its
staff, further failed to diagnose and culture the serious infection of Mrs. Kirkwood.” The
Kirkwoods allege the infection “ultimately caused injury to other organs in Mrs. Kirkwood's
body, particularly her heart” and she “was diagnosed as a heart transplant candidate.” The
Kirkwoods allege PrimaCare is liable under the theory of respondeat superior or apparent
agency.
Standard of Review
The standards for reviewing summary judgment are well settled. See Nixon v.
Mr. Property Management Co., Inc. , 690 S.W.2d 546, 548-49 (Tex. 1985). The question on
appeal, as well as in the trial court, is not whether the summary judgment proof raises fact
issues with reference to the essential elements of a plaintiff's claim or cause of action, but
whether the summary judgment proof establishes as a matter of law there is no genuine issue
of fact. Gibbs v. General Motors Corp., 450 S.W.2d 827, 828 (Tex. 1970); Buddy “L”,
Inc. v. General Trailer Co., 672 S.W.2d 541, 546 (Tex. App._Dallas 1984, writ ref'd n.r.e.).
Only after the defendants produce evidence entitling them to summary judgment does the burden
shift to the plaintiff to present evidence creating a fact issue. Walker v. Harris, 924 S.W.2d
375, 377 (Tex. 1996). We take all evidence favorable to the nonmovant as true and indulge
every reasonable inference in the nonmovant's favor. Walker, 924 S.W.2d at 377 (citing
Nixon, 690 S.W.2d at 549). Conclusory affidavits are not credible or susceptible to being
readily controverted, nor are they sufficient to raise fact issues. Ryland Group, Inc. v. Hood,
924 S.W.2d 120, 122 (Tex. 1996) (citing Brownlee v. Brownlee, 665 S.W.2d 111, 112 (Tex.
1984)).
The trial court will not consider evidence which favors the movant's position
unless it is uncontradicted. Great Am. Reserve Ins. Co. v. San Antonio Plumbing Supply
Co., 391 S.W.2d 41, 47 (Tex. 1965); Sullivan v. Bickel & Brewer, 943 S.W.2d 477, 480
(Tex. App._Dallas 1995, writ denied). If conflicting inferences may be drawn from a deposition
and an affidavit filed by the same party in opposition to a motion for summary judgment, a fact
issue is presented. Randall v. Dallas Power & Light Co., 752 S.W.2d 4, 5 (Tex. 1988);
Gaines v. Hamman, 358 S.W.2d 557, 562 (Tex. 1962); Green v. Unauthorized Practice of
Law Comm., 883 S.W.2d 293, 297 (Tex. App._Dallas 1994, no writ).
We only consider the record as it existed prior to the granting of summary
judgment. Rodriguez v. Spencer, 902 S.W.2d 37, 45 (Tex. App._Houston [1st Dist.] 1995, no
writ). Evidence presented to the trial court in a motion for new trial but not as part of the
summary judgment evidence may not be considered. Id.
Rule 166a(c) provides the nonmovant may file affidavits no later than seven
days prior to the summary judgment hearing. Tex. R. Civ. P. 166a(c); Sullivan v. Bickel &
Brewer, 943 S.W.2d 477, 486 (Tex.App._Dallas 1995, writ denied). An adverse party must
obtain leave of court to file opposing affidavits or other written response within seven days of the
hearing. Tex. R. Civ. P. 166a(c); Benchmark Bank v. Crowder, 919 S.W.2d 657, 663 (Tex.
1996); Sullivan, 943 S.W.2d at 486. It is entirely within the trial court's discretion to allow the
late filing of opposing proof. Sullivan, 943 S.W.2d at 486 (citing Bell v. Moores, 832 S.W.2d
749, 755 (Tex.App._Houston [14th Dist.] 1992, writ denied)). The trial court does not abuse its
discretion by refusing to consider untimely affidavits opposing a motion for summary judgment.
Sullivan, 943 S.W.2d at 486 (citing Bell, 832 S.W.2d at 755).
If nothing appears of record to indicate late filing of summary judgment
response was with leave of court, we presume the trial court did not consider the response.
Benchmark Bank, 919 S.W.2d at 663 (citing INA of Texas v. Bryant, 686 S.W.2d 614, 615
(Tex. 1985)). The presumption a trial court did not consider late filed documents applies to
documents filed within seven days of a summary judgment hearing and documents filed after the
hearing. Dominguez v. Kelly, 786 S.W.2d 749, 753 (Tex.App._El Paso 1990, writ denied).
Applicable Law
To sustain a medical malpractice claim of negligence, a plaintiff must prove by a
preponderence of evidence: (1) a duty by the physician to act according to a certain standard;
(2) a breach of the applicable standard of care; (3) an injury; and (4) a causal connection
between the breach of care and the injury. Schorlemer v. Reyes, 974 S.W.2d 141, 147
(Tex.App._San Antonio 1998, writ denied); see also Mathis v. Bocell, 982 S.W.2d 52, 56
(Tex. App._Houston [1st Dist.] 1998, no writ).
A hospital is not ordinarily liable for the negligence of a physician who is an
independent contractor. FN:1 Baptist Mem'l Hosp. Sys. v. Sampson, 969 S.W.2d 945, 948
(Tex. 1998). However “a hospital may be vicariously liable for the medical malpractice of
independent contractor physicians when plaintiffs can establish the elements of ostensible
agency.” FN:2 Id.
[T]o establish a hospital's liability for an independent contractor's medical malpractice
based on ostensible agency, a plaintiff must show that (1) he or she had a reasonable belief that
the physician was the agent or employee of the hospital, (2) such belief was generated by the
hospital affirmatively holding out the physician as its agent or employee or knowingly permitting
the physician to hold herself out as the hospital's agent or employee, and (3) he or she justifiably
relied on the representation of authority.
Id. at 949.
Application of Law to Fact
As a preliminary matter, we will determine what evidence we may consider in
our analysis of whether the grant of summary judgment was proper. We make this determination
because some of the Kirkwoods' responsive filings were filed within seven days of summary
judgment hearing, and some evidence was filed after the hearing. The parties filed
the following documents on the following days:
PrimaCare's first motion for summary judgment. Not in record.
Plaintiff's Response to Defendant PrimaCare, January 6, 1997
Inc.'s Motion for Summmary Judgment
Defendant PrimaCare, Inc.'s Motion for June 16, 1997
Summary Judgment
Plaintiffs' Fourth Amended Original Petition June 24, 1997
Plaintiffs' Response to Defendant July 14, 1997
PrimaCare, Inc.'s Motion for Summary
Judgment
Affidavit of Pamela Kirkwood July 14, 1997
Affidavit of Dorothy Mulcihy July 14, 1997
Order Granting Defendant PrimaCare Inc's July 16,
1997
Motion for Summary Judgment
Objection to Defendant's Evidence July 18, 1997
Plaintiffs' Special Exceptions to Defendants' July 25, 1997
Motion for Summary Judgment
Plaintiff's Motion to Reconsider Partial August 25, 1997
Summary Judgment of PrimaCare and/or
Motion for New Trial
Defendant PrimaCare, Inc.'s Response to Sept. 18, 1997
Plaintiffs' Motion to Reconsider Partial
Summary Judgment of PrimaCare and/or
Motion for New Trial
Order Denying Plaintiffs' Motion to Sept. 23, 1997
Reconsider Partial Summary Judgment
of PrimaCare and/or Motion for New Trial
PrimaCare filed two motions for summary judgment. The first motion is not a
part of the record. However, we infer from the Kirkwoods' January 6, 1997 response, the
motion was based on an argument no negligence occurred. PrimaCare's second motion argued
(1) Dr. Erikson is not an employee of PrimaCare, (2) Dr. Erikson is not an apparent agent of
PrimaCare, and (3) PrimaCare is not an entity which can render medical treatment. The
Kirkwoods' January 6, 1997 response includes Dr. Erikson's deposition and was on file prior to
PrimaCare's second summary judgment motion. PrimaCare's June 16, 1997 motion for summary
judgment recites, “[t]he basis of this Motion for Summary Judgment is the summary judgment
evidence on file including the Affidavit of John Erikson, M.D., the Affidavit of Paul Solomon,
M.D., who is the Medical Director of PrimaCare, the pleadings, depositions and discovery
responses on file in this case. . . .” Because Dr. Erikson's deposition was on file more than
seven days prior to the summary judgment hearing, we have considered it. See Tex. R. Civ. P.
166a(c).
The record indicates the Kirkwoods' affidavits and response to PrimaCare's
second motion were filed two days before the summary judgment order was entered. Because
nothing appears of record to indicate the Kirkwoods had leave of court to late file, we must
presume the trial court did not consider the responsive filings. See Benchmark Bank, 919
S.W.2d at 663 (citing INA of Texas, 686 S.W.2d at 615). Likewise, we presume the trial court
did not consider the materials filed after the summary judgment hearing, including the affidavit
attached to the August 25, 1997 motion to reconsider. See Rodriguez, 902 S.W.2d at 45 (We
only consider the record as it existed prior to the grant of summary judgment.); Dominguez, 786
S.W.2d at 753. Having determined what evidence was properly before the trial court, we now
determine the merits.
The ultimate issue in this case is whether Dr. Erickson's testimony creates a fact
issue on whether he was an employee or apparent agent of PrimaCare. His deposition
testimony and later affidavit provide contradictory facts. In his affidavit, Dr. Erickson says:
In October of 1996, I gave a deposition in this case as a fact witness.
During that deposition, I answered or implied that I was an ex-employee of PrimaCare. At that
time, I did not appreciate that my employment status was an issue in the lawsuit. After revisiting
that question, I have now determined that I need to clarify that answer. It was not my intent to
make a legal determination regarding my employment during my deposition of October 1996.
My answer that I was an employee of PrimaCare as of October 10, 1993, was incorrect. I was
not an employee of PrimaCare, Inc. Rather, my agreement on October 10, 1993, was with
Affiliated Primary Care Physicians, P.A. This clarification is simply to eliminate any uncertainty
regarding my previous answer and to clarify, as best I can, whom I worked for on October 10,
1993. I did work at PrimaCare-provided facilities, but not for PrimaCare.
By deposition, Dr. Erikson testified he “worked for PrimaCare Medical Centers,” had
“periodic performance reviews at PrimaCare,” and reported to Dr. Paul Solomon, who “was
the medical director at PrimaCare.” He testified about billing procedures at PrimaCare, saying:
Charges at PrimaCare are done through the billing sheet that is part of
this record. I simply circle the procedure or the office visit or whatever was performed, and the
billing code is then entered in the computer. And that comes up as a charge, and I have no
knowledge of those charges that are generated.
Dr. Erikson testified he just circled the procedure and the billing was left “to the ladies in the
front.” Dr. Erikson also testified he was required to follow PrimaCare's policy on the
administration of antibiotics. Because conflicting inferences about Dr. Erikson's employment can
be drawn from his affidavit and deposition, we conclude a fact issue exists whether he was an
employee of PrimaCare when Mrs. Kirkwood was treated. See Gaines, 358 S.W.2d at 562.
The question remains whether PrimaCare proved as a matter of law Dr.
Erikson was not an apparent agent of PrimaCare. In addition to Dr. Erikson's affidavit,
PrimaCare relied on Dr. Paul Solomon's three page affidavit. Dr. Solomon averred he is the sole
shareholder and president of Affiliated Primary Care Physicians, P.A. (Primary Care). He
further averred Primary Care contracted with PrimaCare “to provide physicians who would, in
turn, provide medical care at PrimaCare medical facilities.” The affidavit continues,
Affiliated Primary Care Physicians, P.A. is simply a contractor providing a service to
Defendant PrimaCare, Inc. Neither of these entities holds an ownership interest on the other. To
fulfill [Primary Care's] contract with PrimaCare, Inc., an agreement was reached with Dr. John
Erikson and other physicians to work through one of the facilities PrimaCare, Inc. controls. . . .
On October 10, 1993, Dr. Erikson was working on behalf of [Primary Care] but was physically
performing his duties at a PrimaCare, Inc. facility controlled by PrimaCare, Inc. . . .
Dr. Solomon also averred Dr. Erikson was paid by Primary Care, not PrimaCare. Dr.
Erikson's deposition testimony indicates PrimaCare was his employer, contradicting Dr.
Solomon's affidavit.
Dr. Solomon also avers, in two sentences, PrimaCare had no right to control
“the ways and means of Dr. Erikson's or any other physician's medical practice.” Dr.
Solomon's affidavit is conclusory and, therefore, not credible on whether PrimaCare controlled
Dr. Erikson's work. See Ryland Group, Inc., 924 S.W.2d at 122. Moreover, it is contradicted
by deposition testimony that he was required to administer antibiotic treatment according to
PrimaCare's policy. Dr. Solomon's affidavit next addresses, in a single sentence,
the issue of apparent agency. The affidavit says,
Through my own interaction with Defendant PrimaCare, Inc., I am not
aware of a single instance, including the circumstances surrounding this case, where PrimaCare,
Inc. has affirmatively stated or implied that any Affiliated Primary Care Physicians, P.A. doctor
was the employee, agent or servant of PrimaCare, Inc.
The issue in this case is Mrs. Kirkwood's interaction with PrimaCare, not Dr. Solomon's. The
affidavit of Dr. Solomon provides insufficient factual explanation of Dr. Solomon's
“interaction” with PrimaCare. For instance, the affidavit does not state whether Dr. Solomon
ever visited the PrimaCare facility in question or what steps were or were not taken by
PrimaCare to advise patients the doctors staffing its facilities were not its employees. Moreover,
Dr. Solomon's affidavit states he is the president and owner of Primary Care, not PrimaCare. No
one from PrimaCare has provided evidence on its interaction with patients. PrimaCare failed to
negate any of the three elements for establishing liability for an independent contractor's medical
malpractice based on apparent or ostensible agency. See Baptist Mem'l Hosp. Sys., 969
S.W.2d at 948. Accordingly, PrimaCare has not met its burden to obtain a summary judgment.
See Gibbs, 450 S.W.2d at 828; Walker, 924 S.W.2d at 377.
PrimaCare also contends the Kirkwoods ignored, at the trial level, PrimaCare's
argument it is not the type of entity amenable to a medical malpractice claim. Specifically,
PrimaCare contends it is not a “health care provider” under art. 4590i. Tex. Rev. Civ. Stat.
Ann. article 4590i (Vernon Supp. 2000). The definition of “health care provider” includes:
any person, partnership, professional association, corporation, facility, or institution duly
licensed or chartered by the State of Texas to provide health care as a registered nurse, hospital,
dentist, podiatrist, pharmacist, or nursing home, or an officer, employee, or agent thereof acting
in the course and scope of his employment.
Id. at § 1.03(a)(3). Dr. Erikson testified he administered a local anesthetic and used a scalpel
to incise and drain Mrs. Kirkwood's abscess.
PrimaCare contends Williams v. Good Health Plus, Inc. supports its
arguments. 743 S.W.2d 373 (Tex.App._San Antonio 1987, no writ). The Williams court
concluded a health maintenance organization (HMO) proved as a matter of law it could not
“practice medicine, so as to be subjected to liability” for an alleged failure to diagnose and
properly treat a staph infection. Id. at 378. We find Williams distinguishable from the case at
hand because PrimaCare is not an HMO, nor does it function like an HMO.
PrimaCare also relies on Hunte v. Hinkley, 731 S.W.2d 570
(Tex.App._Houston [14th Dist.] 1987, writ ref'd n.r.e.). The Hunte court relied on Tex. Rev.
Civ. Stat. Ann. art. 4495b (Vernon Supp. 1987) in holding a clinic was not liable for a failure to
diagnose. Hunte, 731 S.W.2d at 572. However, the Hunte court also held, as a matter of law,
the alleged acts or omissions were by independent contractors. Id. at 571. The case at hand is
distinguishable because PrimaCare has not proved as a matter of law Dr. Erikson is not its
employee or apparent agent. PrimaCare has not cited any case holding a clinic could not be held
liable for medical malpractice if it were the employer of a physician committing malpractice or if
the physician was the apparent agent of the clinic.
Last, PrimaCare relies on Townsend v. Catalina Ambulance Co., 857
S.W.2d 791 (Tex.App._Corpus Christi 1993, no writ). The Townsend court held an ambulance
service was not expressly listed in section 103(3) and, therefore, was excluded from the
definition of “health care provider.” Id. at 796. PrimaCare, however, is not an ambulance
service.
We review summary judgments de novo to determine whether a party
established its
right to prevail as a matter of law. American States Ins. Co. of Texas v. Arnold, 930 S.W.2d
196, 200 (Tex.App._Dallas 1996, writ denied); Capitan Enters., Inc. v. Jackson, 903
S.W.2d 772, 775 (Tex.App._El Paso 1994, writ denied). If we adopted PrimaCare's
argument, the doctrines of respondeat superior and apparent agency would be eviscerated.
Under the doctrine of respondeat superior, “an employer is vicariously liable
for the negligence of an agent or employee acting within the scope of his or her agency or
employment, although the principal or employer has not personally committed a wrong.” Baptist
Mem'l Hosp. Sys., 969 S.W.2d at 947. We do not read Medical Liability and Insurance
Improvement Act to bar suit against an entity which employs physicians to treat patients. Tex.
Rev. Civ. Stat. Ann. art. 4590i (Vernon Supp. 2000). Likewise, we do not read the act to bar
suit against an entity which has a physician as its apparent agent. Id.
We sustain the Kirkwoods sixth point of error because PrimaCare failed to
meet the burden of proof necessary for a summary judgment. Because of our disposition of the
Kirkwoods' sixth point of error, we need not address their remaining points of error. Tex. R.
App. P. 47.1. We reverse the trial court's summary judgment and remand this cause for
further proceedings consistent with this opinion.
____________________________
TOM JAMES
JUSTICE
Do Not Publish
Tex. R. App. P. 47
971934F.U05
FN:1
1 We recognize PrimaCare is not a “hospital,” but nonetheless find this caselaw on point
because PrimaCare, like a hospital, is a medical treatment facility.
FN:2
2 As a practical matter, there is no distinction among the terms “ostensible agency,”
“apparent agency,” “ apparent authority,” and “agency by estoppel.” Baptist Mem'l Hosp.
Sys., 969 S.W.2d at 947 n.2.
File Date[02/03/2000]
File Name[971934F]
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