SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
William Stott was a patient at Ancora State Psychiatric Hospital (Ancora), a facility operated by the New Jersey Department of Human Services (Department) in Camden County. By statute, the Department employs its own police officers who are empowered to act as officers for the detection, arrest and conviction of offenders against the law. Department officers maintain a police station on the first floor of Polplar Hall on the grounds of Ancora, with at least one office in the basement.
Stott was committed involuntarily to Ancora in September 1997 after attempting suicide. A person is subject to involuntary commitment when found to be mentally ill and dangerous to self, others or property. A person so committed may be released only pursuant to administrative discharge procedures or court order. When Stott was admitted, he was nineteen years old and assigned to Ward C in Larch Hall. Stott shared a room with another patient, James Hilliard. The room was a typical residential hospital room, containing a bed, a nightstand, and an individual wardrobe to store clothing and other personal effects. The wardrobe may be locked, and each patient has a key for that purpose. Patients assigned to Ward C are not permitted to walk around unsupervised. Similarly, patients cannot leave the ward unless a staff person has let them out. Hospital personnel regularly search the patients rooms, including their wardrobe.
On October 7, 1997, Stott and Hilliard shared a quantity of heroin and each consumed two Xanax tablets before going to bed. Hilliard died during the night, apparently from a drug overdose. When Stott awoke, he was ushered immediately out of the room by hospital staff. Department police officers sealed off the area by posting a police guard outside Stotts room, locking the door, and permitting entry only by persons authorized by investigators of the Camden County Prosecutors Office. Hilliards body was removed from the room shortly after 10:00 a.m. A guard testified that when he left his post at 10:25 a.m., the door to Stotts room remained locked, and only a few staff persons had access to the room.
All patients in the area, including Stott, had been taken to the so-called day room. A detective from the Prosecutors Office interviewed many of the patients there, including Anthony Fisher, who resided in the room across the hall from Stott. Fisher told the detective that on the previous evening Stott had offered to sell him some Xanax pills. Fisher also stated that Stott told him he kept the Xanax hidden in the hem of a curtain in his room. Based on that information, the detective and a Department police officer proceeded immediately to the room, searched the hem of the curtain and found four Xanax tablets. The officers did not obtain a warrant prior to conducting the search. In his testimony, the detective acknowledged that there was nothing preventing him from posting a guard at the door of the room and securing a warrant.
At 1:55 p.m., the detective approached Stott and asked him whether he would accompany us over to the police department for an interview on this investigation. Stott was the only one of the twelve patients assembled in the day room to be taken to the police station for questioning. The detective informed Stott that it was a voluntary interview and that he was free to leave. The detective stated that in the early part of the interview, which was not recorded, Stott acknowledged that he was involved with sharing drugs with Hilliard. Stott also admitted attempting to distribute drugs. These admissions prompted the detective to request Stott for a taped statement. At no time did the police inform Stott of his right to remain silent or to have a lawyer present before questioning. At the start of the taped segment, the interviewing officer asked Stott whether he was willing to make a voluntary and truthful statement, and Stott replied, Yes. The recorded portion of the interview was conducted in the basement office.
Stott gave a detailed account of the preceding evening, stating that he and Hilliard had snorted heroin. Stott claimed that the Xanax pills belonged to Hilliard, and that Hilliard had asked his assistance in locating potential buyers. At the end of the interview, the police officer asked Stott if his statement was given voluntarily, and Stott replied, For the most part. When the officer asked him to elaborate, Stott said he didnt feel he was ready to speak to police at all that day but sometimes you gotta do what you gotta do. The officer asked Stott whether anyone had forced him to give his statement, and Stott replied, No.
Stott briefly left Ancora to participate in a drug rehabilitation program. He returned to Ancora under police escort on October 24, 1997. The escort immediately took Stott to the police office where an officer again questioned him without counsel and without advising him of his Miranda rights. Stott reiterated that he and Hilliard had ingested heroin and that they had shared Xanax on the evening preceding Hilliards death. Stott denied trying to sell Xanax to other patients. About a week later, the officer filed a criminal complaint against Stott. In a subsequent two-count indictment, Stott was charged with possession of a controlled dangerous substance and possession with intent to distribute.
Stott moved to suppress both the Xanax and his incriminating statements. The trial court denied both motions. Stott pleaded guilty to the second count of the indictment, and the trial court sentenced him to five years probation. In a reported decision, the Appellate division affirmed. State v. Stott, 335 N.J. Super. 611 (2000). The Supreme Court granted Stotts petition for certification.
HELD: The warrantless search of Stotts room in this psychiatric hospital was improper, and the seized drugs must be suppressed. Given the absence of Miranda warnings, Stotts statements also must be suppressed.
1. Police must secure a warrant before conducting a search, but only when an accused has a legitimate expectation of privacy in the place searched. There is a lesser expectation of privacy in areas like ones car or office than in ones home. Stotts hospital room had many of the attributes of a private living area. The State emphasizes that the police limited the search to the hem of the curtain. It is the room as a whole, however, that implicates the expectation of privacy in this setting. (Pp. 10-17)
2. The Appellate Division held that Stott had a legitimate expectation of privacy in the area searched, but that exigent circumstances excused the warrant requirement. The Court views the record differently. Although the guard stationed outside Stotts room had left after police removed Hilliards body, Stott and his fellow patients remained in the day room and the room was locked throughout the relevant period. The detective who conducted the search acknowledged at the suppression hearing that the room could have been secured to enable the police to obtain a warrant. (Pp. 17-22)
3. This disposition is not to be construed as prohibiting all warrantless searches conducted in a hospital setting. For certain purposes, a hospital room is fully under the control of the medical staff; yet for other purposes it is the patients room. In a psychiatric hospital, it is expected that doctors, nurses and other hospital personnel would inspect all areas to ensure patients are not in a position to harm either themselves or others. This appeal, however, involves police conduct within the framework of a criminal investigation, not medical staff. (Pp. 23-26)
4. The requirement that those questioning suspects warn of certain rights is necessary due to the pressure inherent in the interrogation of individuals in a police-dominated atmosphere. The critical determinant of custody is whether there has been a significant deprivation of the suspects freedom based on the objective circumstances, including the time and place of the interrogation, the status of the interrogator, and the status of the suspect. Another factor is whether the suspect knew he or she was the focus of the police investigation. The Court concludes that Stott was in custody during his interviews for purposes of Miranda because the interrogations took place in a basement office after he was separated from other patients, there were objective indications that he was a suspect, and his movements were circumscribed as a result of his commitment status. (Pp. 26-34)
Judgment of the Appellate Division is REVERSED.
JUSTICE LaVECCHIA has filed a separate opinion, concurring in part and dissenting in
part, in which CHIEF JUSTICE PORITZ and JUSTICE STEIN join, expressing the view
that the search in this case did not violate Stotts reasonable expectations of
privacy and that the warrantless search was justified by the totality of the
circumstances.
JUSTICES COLEMAN, LONG and ZAZZALI join in JUSTICE VERNIEROs opinion. JUSTICE LaVECCHIA has
filed a separate opinion concurring in part and dissenting in part in which
CHIEF JUSTICE PORITZ and JUSTICE STEIN join.
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
WILLIAM E. STOTT,
Defendant-Appellant.
Argued November 5, 2001 Decided April 4, 2002
On certification to the Superior Court, Appellate Division, whose opinion is reported at
335 N.J. Super. 611 (2000).
Salvatore Principato, Jr., argued the cause for appellant.
Wendy Alice Way, Deputy Attorney General, argued the cause for respondent (John J.
Farmer, Jr., Attorney General of New Jersey, attorney).
Theodore S. Novak, Deputy Public Defender, argued the cause for amicus curiae Office
of the Public Defender (Peter A. Garcia, Acting Public Defender, attorney; Mr. Novak
and Stanley M. Shur, Assistant Deputy Public Defender, on the brief).
Michael J. Sullivan argued the cause for amicus curiae Association of Criminal Defense Lawyers
of New Jersey (McElroy, Deutsch & Mulvaney, attorneys).
The opinion of the Court was delivered by
VERNIERO, J.
The Court is called on to evaluate defendants right to be free of
unreasonable searches in a hospital setting, as well as his right against self-incrimination.
Defendant was a patient at a State-run psychiatric hospital. The police conducted a
warrantless search of defendants room, discovering a small quantity of Xanax, a controlled
dangerous substance. On two separate days, the police interviewed defendant without counsel, and
without advising him of his constitutional rights. Defendant incriminated himself in both interviews.
The courts below determined that neither the search of defendants hospital room nor
the questioning by the police violated defendants rights. We disagree and reverse.
Once a court determines that a warrantless search has occurred, its inquiry shifts
to whether the search fits within a valid exception to the warrant requirement.
In that regard, the burden is on the State to prove that its
search was permissible.
[State v. DeLuca, 168 N.J. 626, 631-32 (2001) (internal citations omitted).]
A search implicates the above principles only when
an accused has a legitimate expectation of privacy in the invaded
place. Minnesota v. Olson, 495 U.S. 91, 95, 110 S. Ct. 1684,
1687, 109 L. Ed.2d 85, 92 (1990) (quoting Rakas v. Illinois, 439 U.S.
128, 143, 99 S. Ct. 421, 430, 58 L. Ed.2d 387, 401 (1978)); DeLuca, supra,
168 N.J. at 631. Further, [a] subjective expectation of privacy
is legitimate if it is one that society is prepared to recognize as reasonable[.]
Olson, supra, 495 U.S. at 95-96, 110 S. Ct. at 1687,
109 L. Ed. 2d at 92 (internal citations and quotations omitted); see
also State v. Hempele, 120 N.J. 182, 200 (1990) (discussing reasonableness
requirement under State Constitution).
In Katz v. United States, 389 U.S. 347, 352, 88 S. Ct. 507, 511, 19 L.
Ed.2d 576, 582 (1967), the United States Supreme Court examined a suspects
privacy interest in a public telephone booth and concluded that telephone conversations
within that location were constitutionally protected. The Court stated, What
a person knowingly exposes to the public, even in his own home or office, is
not a subject of Fourth Amendment protection. But what he seeks to preserve
as private, even in an area accessible to the public, may be constitutionally
protected. Id. at 351, 88 S. Ct. at 511, 19 L. Ed. 2d at
582 (internal citations omitted). A concurring member of the Court reasoned
that certain spaces otherwise accessible to the public could, at
times, be considered a temporar[y] private place in which its momentary
occupants expectation of freedom from intrusion would trigger constitutional
protections. Id. at 361, 88 S. Ct. at 517, 19 L. Ed. 2d
at 588 (Harlan, J., concurring).
A threshold question, then, is whether as a psychiatric
patient defendant maintained a reasonable expectation of privacy in the area
of his room searched by the detective. Because that is a question of first impression,
we must consider analogous concepts found in our prior case law and in other
jurisdictions. In that regard, this Court has stated that [t]here is a
lesser expectation of privacy in ones automobile, and in ones office,
than in ones home. State v. Johnson, 168 N.J. 608, 625 (2001)
(internal citations omitted). We also have recognized that [a]n individuals
privacy interests are nowhere more clearly defined or protected by the courts
than in the home[,] the core of [F]ourth [A]mendment rights. Ibid.
(quoting Kornegay v. Cottingham, 120 F.3d 392, 399-400 (3d Cir.
1997) (internal quotations omitted)).
With those concepts in mind, we accept as a basic premise that a
hospital room is more akin to ones home than to ones car or
office. It is a place to shower, dress, rest, and sleep. The duration
of ones stay at a facility also may be relevant to the analysis.
For example, a patient admitted for long-term care may enjoy a greater expectation
of privacy than one rushed to an emergency room and released that same
day. Moreover, the nature or scope of the privacy interest may differ depending
on the facts and circumstances of a given case. Along those lines, one
commentator has observed that
the circumstances under which one is brought to the hospital may be significant.
. . . The emergency room, by its very nature, functions as a
freely accessible area over which a patient has no control and where his
privacy is diminished. For example, in a hospital emergency room during the throes
of an emergency, a patient may neither expect to restrict access to the
room to specific individuals according to his or her desire, nor to regulate
whether other patients or families are present in the room.
In a private or semi-private hospital room, however, although the hospital staff must
enter the room regardless of the patients wishes, the patient may at least
restrict the access of visitors or non-medical personnel. In that way, a patient
may control the degree of privacy within the room. In fact, it is
possible for the hospital to respect a patients request for privacy in the
room for a certain time period; such a request would be unreasonable in
an emergency room setting. Even when a patient consents to the presence of
hospital employees in the room, it has been held that such consent does
not waive the otherwise reasonable expectation of privacy from police intrusion that one
may enjoy in a hospital room.
[Michael T. Flannery, First, Do No Harm: The Use of Covert Video Surveillance
to Detect Munchausen Syndrome by Proxy - An Unethical Means of Preventing Child
Abuse, 32 U. Mich. J.L. Reform 105, 155-56 (1998).]
Courts in other jurisdictions have reasoned similarly.
See, e.g., Buchanan v. State, 432 So.2d 147, 148 (Fla. Dist. Ct.
App. 1983) (finding no reasonable expectation of privacy in emergency room of
hospital); Jones v. State, 648 So.2d 669, 676-77 (Fla. 1994) (observing
that defendant reasonably could expect that police would not make warrantless
seizure of his clothing, not found in plain view, in his hospital room), cert.
denied sub nom., Jones v. Florida, 515 U.S. 1147,
115 S. Ct. 2588, 132 L. Ed.2d 836 (1995); Morris v. Commonwealth, 157
S.E.2d 191, 195 (Va. 1967) (holding that warrantless seizure of defendants
clothing from private hospital room was improper).
In this case, the order that resulted in defendants commitment directed that a
hearing be conducted within twenty days of his initial inpatient admission to Ancora.
R. 4:74-7(c)1. That suggested that defendants stay would be of some duration. Indeed,
at the time of the search, defendant had been a patient for about
two weeks. Containing a bed, curtains, a nightstand, and defendants personal wardrobe, defendants
room had many of the attributes of a private living area and, by
our reading of the record, had served as such a place throughout defendants
occupancy. Under those circumstances, we are satisfied that defendant had a reasonable expectation
of privacy in the area searched by the police within the constitutional meaning
of those terms.
In urging a contrary conclusion, the State emphasizes that the police limited their
search to the hem of the curtain found in defendants room, that the
curtain itself was issued by the State and did not belong to defendant,
and that defendant shared the area with a roommate, facts that greatly diminished
defendants overall privacy expectations. Succinctly stated, the State argues that defendants asserted privacy
interests under the totality of the facts are not reasonable and, therefore, that
the search must be sustained.
We disagree. Although the officers focused their search on the hem of the
curtain, the curtain was part of the broader living area of defendants room.
It is the room as a whole that implicates the expectation of privacy
in this setting. To conclude otherwise would require the Court arbitrarily to determine
which areas or objects within the same general living space are truly private.
As an example, we would be hard pressed to justify finding that the
bed, but not the nightstand, triggers a privacy interest. The same would be
true in trying to distinguish the wardrobe from the curtain. In our view,
such line drawing would lead ultimately to a patchwork of incongruous case law.
We serve the criminal justice system best by enforcing clear and uniform rules
whenever appropriate under the circumstances. Johnson, supra, 168 N.J. at 623.
Moreover, that the curtain may have been issued by the State is of no constitutional
significance in this context. The United States Supreme Court has recognized
the unremarkable proposition that a person can have a legally sufficient
interest in a place other than his own home so that the Fourth Amendment protects
him from government intrusion into that place. Rakas, supra,
439 U.S. at 142, 99 S. Ct. at 430, 58 L. Ed. 2d at 400.
Applying that principle, the Court has observed that overnight guests have the
same or similar expectation of privacy in the homes of their hosts as do the
hosts or owners. Olson, supra, 495 U.S. at 98, 110 S.
Ct. at 1689, 109 L. Ed. 2d at 94. We reason by analogy in this case.
Defendant was committed involuntarily to a State-run hospital because of illness
and not as part of a criminal sentence. In that position, defendant cannot be
denied his right to be free of unreasonable searches merely because he does
not own his surroundings.
Similarly, the fact that defendants roommate may
have had access to the curtain does not alter the fact that the search occurred
in defendants individual living space. The accessibility of [the
area searched] to outsiders [] is not dispositive, because a person can maintain
a privacy interest in something that is not completely invulnerable to prying
eyes. Otherwise [A]rticle I, paragraph 7 would protect only that which is under
lock-and-key. Hempele, supra, 120 N.J. at 204. The
case might be different if the police had searched Hilliards personal
wardrobe. Instead, they searched that part of the room in which defendant maintained
an expectation of privacy at least equivalent to that of his roommate. Consequently,
the roommates shared access to defendants room does not alter our
analysis. See United States v. Jeffers, 342 U.S. 48, 52, 72 S. Ct. 93,
96, 96 L. Ed. 59, 65 (1951) (finding defendant had sufficient privacy interest
to challenge warrantless search of hotel room during which police found cocaine
in top shelf of closet, notwithstanding that defendant shared room with two
aunts).
Our inquiry does not end there. Inasmuch as we have
found that defendant possessed a privacy interest in that part of his room searched
by the police, the Courts inquiry now must shift to whether the
search fits within a valid exception to the warrant requirement. DeLuca,
supra, 168 N.J. at 632. Exigent circumstances provide a basis
for one such exception. As a general rule, circumstances are exigent when
they preclude expenditure of the time necessary to obtain a warrant because
of a probability that the suspect or the object of the search will disappear,
or both. Ibid. (quoting State v. Smith, 129 N.J. Super.
430, 435 (App. Div.), certif. denied, 66 N.J. 327 (1974)).
Significantly, an officers belief that exigent circumstances are present
must be based on more than mere speculation. United States v. Restrepo,
890 F. Supp. 180, 207 (E.D.N.Y. 1995) (observing that law enforcement
officials speculative belief in the presence of [] suspects armed with
weapons or posed to dispose of evidence is insufficient to constitute
an exigency justifying an intrusion). Within that broad framework, courts
undertake a fact-sensitive analysis and consider many elements in determining
whether exigency exists in a given circumstance. DeLuca, supra,
168 N.J. at 632. Those factors include
the degree of urgency and the amount of time necessary to obtain a
warrant; the reasonable belief that the evidence was about to be lost, destroyed,
or removed from the scene; the severity or seriousness of the offense involved;
the possibility that a suspect was armed or dangerous; and the strength or
weakness of the underlying probable cause determination.
[Id. at 632-33.]
Applying those tenets, we note that there is no suggestion in the record
that a suspect was armed or dangerous or that officer safety was compromised.
Additionally, given the heavy presence of law enforcement at the scene, there was
no objectively reasonable basis to believe that evidence was about to be lost,
destroyed, or removed from defendants room. In that regard, the trial court found
that defendants room had been secured to the point that no patients could
enter it, and that the room continued to be secured and protected at
the point when the police subsequently learned that the pills were in the
hem of the curtain.
Although the trial court disagreed with the State in respect of exigency, it
ultimately upheld the search based on its conclusion that defendant did not possess
the requisite privacy interest in his room. The Appellate Division reached precisely the
opposite conclusions. The panel agreed with defendant that he maintained a legitimate expectation
of privacy in the area searched, but found that exigent circumstances excused the
warrant requirement. Stott, supra, 335 N.J. Super. at 620, 622. The Appellate Division
explained:
From our review of the record we are satisfied that there was a
significant period of time during which people may have had access to the
room. Even if one concluded that patients were barred from entering the room
in light of the ongoing investigation, the police could not exclude the possibility
of a rogue employee entering and retrieving the contraband.
[Id. at 622.]
Based on that review, the court determined that the officers were confronted with
exigent circumstances and were fully justified in looking for and retrieving the offending
pills. Ibid.
We view the record differently for two reasons. First,
to the extent that the record reasonably supports the trial courts factual
finding that defendants room had been secured, that finding must be accepted
on appeal. State v. Locurto, 157 N.J. 463, 470-71 (1999) (citing State
v. Johnson, 42 N.J. 146, 161-62 (1964)). Second, even if we were to assume
that there was a period in which the room was unsecured, we do not agree that
that fact, by itself, gives rise to an objectively reasonable belief that evidence
would have been destroyed or removed from the scene.
Following their discovery of Hilliards body, hospital staff persons awakened defendant and removed
him immediately from his room. The other patients in the vicinity also were
moved into the day room. The police then questioned those patients well into
the afternoon. We infer from the record that, although the guard stationed outside
defendants room had left that location after the police had removed Hilliards body,
defendant and his fellow patients remained positioned in the day room until the
detective had completed the search. The record also indicates that defendants room was
locked throughout the relevant period. That defendant or the other patients would have
had the opportunity to enter defendants room to remove or destroy the Xanax
is unlikely under those circumstances.
Moreover, the detective who conducted the search acknowledged
at the suppression hearing that defendants room could have been secured
to enable the police to obtain a warrant. That acknowledgement weighs strongly
in favor of defendants assertion that no exigency existed to justify the
search. See Jeffers, supra, 342 U.S. at 52, 72 S. Ct.
at 95, 96 L. Ed. at 64 (finding no exigency in case in which the
officers admit[ted] they could have easily prevented any [] destruction or removal
[of evidence] by merely guarding the door); State v. Lewis, 116
N.J. 477, 488 (1989) (finding no exigency in case in which there [was]
no evidence in the record to suggest that the premises could not have been safely
secured while one of the officers obtained a search warrant).
Further, we consider the possibility that a rogue employee could have tampered with
the evidence to be too speculative to form a well-grounded or objectively reasonable
basis on which to excuse the warrant requirement. Restrepo, supra, 890 F. Supp.
at 207. In view of the totality of the facts, we are satisfied
that the State has not carried its burden of demonstrating the propriety of
its warrantless conduct under the doctrine of exigency.
The Appellate Division also alluded to the community-caretaker exception
to the warrant requirement. Stott, supra, 335 N.J. Super.
at 622 n.1. In a nutshell, that exception applies to police conduct that is
totally divorced from the detection, investigation, or acquisition of
evidence relating to the violation of a criminal statute. Cady v. Dombrowski,
413 U.S. 433, 441, 93 S. Ct. 2523, 2528, 37 L. Ed. 2d 706, 715 (1973). For example,
the police do not need a warrant to break down a door to enter a
burning home to rescue occupants or extinguish a fire, to prevent a shooting
or to bring emergency aid to an injured person. State v. Garbin,
325 N.J. Super. 521, 526 (App. Div. 1999) (quoting Wayne v. United States,
318 F.2d 205, 212 (D.C. Cir.), cert. denied, 375 U.S. 860, 84 S. Ct.
125, 11 L. Ed.2d 86 (1963)), certif. denied, 164 N.J. 560 (2000).
The actions here, as more fully described below, were not divorced totally from
a criminal investigation. Rather, the police conducted the search of defendants room specifically
to acquire evidence of a crime, namely, the Xanax tablets. The community-caretaker exception
does not apply on those facts.
Lastly, we are satisfied that the police had addressed any legitimate concern
for safety by positioning the patients in the day room at the beginning of their
investigation. Unlike our dissenting colleagues, we find no reasonable support
in the record for the inference that the drugs already had been removed and
posed a threat by the time the detective had learned of their whereabouts. Indeed,
the detectives testimony, namely, that he wanted to get them [the
drugs] out of there [defendants room] and get them in our possession[,]
belies any such inference that the contraband was anywhere other than in defendants
room. As we have noted in other contexts, Neither inarticulate hunches
nor an [] officers subjective good faith can justify an infringement of
a citizens constitutionally guaranteed rights. State v. Arthur,
149 N.J. 1, 8 (1997) (citation omitted).
B.
We hold, therefore, that the fruits of the search cannot be used in
a criminal prosecution. Our disposition is not to be construed as prohibiting all
warrantless searches conducted in a hospital setting. To the contrary, as observed elsewhere
in this opinion, whether a patients expectation of privacy is reasonable so as
to trigger constitutional safeguards depends on many factors. In that regard, we echo
the sentiments expressed by one California court:
[T]he question of privacy in a hospital does not merely turn on a
general expectation of privacy in use of a given space, but to some
degree depends on the person whose conduct is questioned. Clearly, although by checking
himself [or herself] into a hospital, a patient may well waive his [or
her] right of privacy as to hospital personnel, it is obvious that he
[or she] has not turned [his or her] room into a public thoroughfare.
. . . The patient knows and expects that nurses, doctors, food handlers,
and others enter and leave [his or her] hospital room in accordance with
the medical needs of the patient and the hospital routine. On the other
hand, a hospital room is clearly not a public hall which anyone in
the building is free to use as needed. Thus, at least for certain
purposes, a hospital room is fully under the control of the medical staff;
yet for other purposes it is the patients room.
[Hempele, supra, 120 N.J. at 204-05 (internal citations omitted).]
The Court has no doubt that the officers were present in defendants
room for the purpose of carrying out their statutory function to apprehend and
convict criminal offenders, including defendant. N.J.S.A. 30:4-14b. Even
if we were to assume that the police arrived on the scene merely to assist in
some lesser administrative role, the involvement of a member of the homicide
unit of the prosecutors office convinces us that the search was part of
a criminal investigation on the States behalf. As such, the fruits of
the warrantless search must be suppressed. See State v. Ravotto, 169
N.J. 227, 245 (2001) (concluding that once police officers assisted hospital
nurse in forced taking of defendants blood, they independently could not
acquire that evidence consistent with constitutional guarantees).
Finally, although we have applied federal case law in evaluating the search of
defendants room, we also conclude expressly that the search was impermissible under the
New Jersey Constitution for the reasons already enunciated. In reaching that conclusion, the
Court does not perceive that its disposition will hamper unduly the legitimate functions
of law enforcement. As is true of so much of our search-and-seizure jurisprudence,
the analysis that we have employed is fact sensitive and offers no sure
outcomes in future cases. Id. at 250. Consequently, our holding is limited to
the unique facts of this case.
[State v. Presha, 163 N.J. 304, 312-13 (2000) (internal citations omitted).]
The right against self-incrimination, and the corollary requirement that a suspect be informed
of that right, are triggered when an individual is taken into custody or
otherwise deprived of his [or her] freedom by the authorities in any significant
way and is subject to questioning[.] Miranda, supra, 384 U.S. at 478, 86
S. Ct. at 1630, 16 L. Ed.
2d at 726. The requirement that
interrogators warn suspects of certain rights is deemed necessary due to the pressure
inherent in an incommunicado interrogation of individuals in a police-dominated atmosphere[.] Id. at
445, 86 S. Ct. at 1612, 16 L. Ed.
2d at 707.
Whether a suspect has been placed in custody is fact-sensitive and sometimes not
easily discernible.
It is clear that custody in the Miranda sense does not necessitate a
formal arrest, nor does it require physical restraint in a police station, nor
the application of handcuffs, and may occur in a suspects home or a
public place other than a police station.
. . . .
We are satisfied that no precise definition can be formulated which would apply
in advance to all cases and prescribe the outer limits of the protection
afforded. The problem must be dealt with through a case-by-case approach in which
the totality of the circumstances must be examined.
[State v. Godfrey, 131 N.J. Super. 168, 175-77 (App. Div. 1974), affd
o.b., 67 N.J. 267 (1975).]
This Court also has explained that [t]he critical determinant of custody
is whether there has been a significant deprivation of the suspects freedom
of action based on the objective circumstances, including the time and place
of the interrogation, the status of the interrogator, and the status of the
suspect[.] State v. P.Z., 152 N.J. 86, 103 (1997). Another factor
is whether a suspect knew that he or she was a focus of the police investigation.
Stansbury v. California, 511 U.S. 318, 325, 114 S. Ct. 1526, 1530, 128
L. Ed.2d 293, 300 (1994); State v. Pearson, 318 N.J. Super. 123, 134
(App. Div. 1999).
In applying those tenets we hold that, given the absence of Miranda warnings,
defendants statements must be suppressed. The Court notes that there is
no serious dispute that the police interrogated defendant during
the course of his interviews. At least one officer acknowledged at the suppression
hearing that his questions of defendant were likely to elicit incriminating
responses. See Rhode Island v. Innis, 446 U.S. 291, 301, 100 S. Ct. 1682,
1689-90, 64 L. Ed.2d 297, 308 (1980) (defining interrogation as direct questions
likely to result in incriminating statements). Accordingly, we will focus the
balance of our analysis on whether defendant was in custody.
The place of the interrogation and the status of the interrogators weigh in
favor of defendants assertion that he was in custody. The police questioned defendant
in a secluded basement area within the Ancora complex, an area reserved solely
for police purposes. Isolated from other patients, defendant was questioned on two separate
days by a total of four law enforcement officers whose status as criminal
investigators was clear.
In addition, there were objective indications that defendant was a suspect. For example,
defendant was singled out for questioning, he was asked direct questions about illegal
drug activities, and his statements were recorded. In our view, a reasonable person
in defendants position would conclude from those circumstances that he was, or was
becoming, a focus of a police investigation.
Defendants status as an involuntarily-committed psychiatric patient at
a State-run facility also is relevant to the analysis. The Supreme Court has
recognized that involuntary commitment to a treatment facility is a massive
curtailment of liberty. Humphrey v. Cady, 405 U.S. 504, 509, 92
S. Ct. 1048, 1052, 31 L. Ed.2d 394, 402 (1972). Consistent with that observation,
defendants freedom of movement was circumscribed on a daily basis. One
officer testified that defendant, as a level two patient, was not
permitted to exit his ward or walk the grounds of the Ancora complex without
a Department escort. We are satisfied that a patient subjected to that level
of restriction would not feel free to leave an interrogation conducted in the
hospitals basement police office. Defendant said as much when he told
the officers during his taped statement that I dont feel that I
was ready to speak to police at all today but sometimes you gotta do what you
gotta do.
The State presents a threefold argument in advocating for a contrary result. First,
it contends that defendant was not in custody because the officers were not
overbearing, and the interrogation room was not inherently intimidating. Second, the State asserts
that defendant was familiar with police practices because of prior arrests not relevant
to this appeal, indicating that he was well aware of the consequences of
speaking to the police. Third, the State emphasizes that the police repeatedly informed
defendant that he was free to leave the interrogation area and sought his
assurance that he was responding voluntarily to their questions.
We disagree with the States first claim that defendants surroundings, including the manner
in which he was questioned, were not inherently coercive. Defendant was subjected to
an incommunicado interrogation in a police-dominated atmosphere, during which he made self-incriminating statements
without being informed of his constitutional rights. That is precisely the practice that
Miranda sought to avoid. Miranda, supra, 384 U.S. at 445, 86 S. Ct.
at 1612, 16 L. Ed.
2d at 707.
In respect of defendants criminal history, the States argument is misplaced. A suspects
sophistication with the criminal justice system is relevant in determining whether an accused
in a custodial setting has knowingly and voluntarily waived his or her rights.
Presha, supra, 163 N.J. at 313. That determination is distinct from the threshold
evaluation concerning whether a suspect should have been informed of those rights in
the first instance. Miranda, supra, 384 U.S. at 468, 471-72, 86 S. Ct.
at 1624, 1626, 16 L. Ed.
2d at 720, 722 (instructing that required
warnings are an absolute prerequisite in overcoming the inherent pressures of the interrogation
atmosphere and that [n]o amount of circumstantial evidence that the person may have
been aware of [his or her] right[s] will suffice to stand in [their]
stead).
Equally unavailing is the States final contention regarding the officers
statements to defendant that he was free to leave the interrogation area. The
fundamental aspect of any custody analysis is a factual inquiry into the totality
of the circumstances. Godfrey, supra, 131 N.J. Super. at
177. Thus, an interrogating officers declaration to a suspect that he
or she may terminate an interview does not always mitigate a custodial atmosphere.
South Dakota v. Long, 465 F.2d 65, 70 (8th Cir. 1972), cert.
denied sub nom., Hale v. South Dakota, 409 U.S. 1130,
93 S. Ct. 951, 35 L. Ed.2d 263 (1973); see also State v. Micheliche,
220 N.J. Super. 532, 534-35, 538 (App. Div.) (finding defendant in custody at
prosecutors office for Miranda purposes, notwithstanding that he
came voluntarily to that office and signed form prior to questioning that indicated
I am appearing for this questioning voluntarily, and I am aware that I
am free to terminate the questioning and leave at anytime I so choose),
certif. denied, 109 N.J. 40 (1987).
Here, the severe restrictions already imposed on defendant, as an involuntarily
committed patient, provide the context within which to evaluate the officers
statements. Simply put, defendant was unable to move freely within any area
of Ancora. Consequently, the phrase you are free to leave, when
stated to this particular defendant, is not a talisman in whose presence
the [Fifth] Amendment fades away and disappears. Coolidge v. New Hampshire,
403 U.S. 443, 461, 91 S. Ct. 2022, 2035, 29 L. Ed.2d 564, 580 (1971). In sum,
under the totality of the circumstances, we conclude that defendant was in custody
during his interviews for purposes of Miranda because the interrogations
took place in a police-dominated atmosphere, there were objective indications
that defendant was a suspect, and his movements were circumscribed as a result
of his commitment status.
[Id. at 299-300 (Handler, J., concurring in part and dissenting in part).]
Emulated in our State jurisprudence, the bright-line
rule established by Miranda not only has withstood the test of time but
also has been elevated to a place of constitutional prominence. See Dickerson
v. United States, 530 U.S. 428, 443, 120 S. Ct. 2326, 2336, 147 L. Ed.2d
405, ___ (2000) (reaffirming Miranda rule in part because it has
become embedded in routine police practice to the point where the warnings have
become part of our national culture). In the last analysis, [w]e
do no more than apply our existing jurisprudence to the particular circumstances
of this case. Johnson, supra, 168 N.J. at 623. In
so doing, we are compelled to suppress defendants statements for the reasons
already expressed.
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
WILLIAM E. STOTT,
Defendant-Appellant.
LaVECCHIA, J., concurring in part and dissenting in part.
The majority concludes that defendant, an involuntarily committed psychiatric patient in a State-run
institution, was subjected to an unreasonable search when hospital security and an investigator
from the Camden County Prosecutor's office conducted a warrantless search and found contraband
pills secreted in the hem of the curtain in his ward room. They
did so after another psychiatric patient died suddenly during the night from an
apparent overdose of controlled dangerous substances and after they were told there were
Xanax pills hidden in the room. The majority finds the search violated the
reasonable privacy expectations of a patient involuntarily committed to a psychiatric institution. I
disagree that the search in this case violated defendant's reasonable expectations of privacy.
I also disagree with the majority's conclusion that a warrantless search was not
justified by the totality of the circumstances. I therefore dissent.
The analysis starts, as it must, with examination of the nature of the
privacy interest at stake. Did defendant have a reasonable expectation of privacy in
the hem of the curtain in the ward room he shared with another,
now-deceased, psychiatric patient? The majority answers that question with the general proposition that
hospital patients have an expectation of privacy in their hospital rooms. Ante at
___ (slip op. at __). The general proposition may be correct, but it
does not fit the circumstances of this case.
Our search and seizure jurisprudence is based on the
premises that general social norms establish expectations of privacy and that
an individuals expectations in respect of privacy must be objectively
reasonable. State v. Hempele, 120 N.J. 182, 200 (1990). It follows that
an individuals privacy interest in the home is accorded the most deference
in state and federal constitutional law. State v. Johnson, 168 N.J. 608,
625 (2001) (citing Kornegay v. Cottingham, 120 F.3d 392, 399-400 (3d
Cir. 1997)). Other settings also enjoy recognized expectations of privacy, although
they do not receive the same deference as that accorded to ones home.
United States v. Thomas, 729 F.2d 120, 123-24 (2d Cir. 1984) (stating
that citizen's expectation of privacy is less in office than in residence);
United States v. Mankani, 738 F.2d 538, 542-45 (2d Cir. 1984) (recognizing
that defendant had diminished expectation of privacy in motel room).
One such setting is an inpatient hospital room, which carries some indicia
of privacy, even if not to the degree otherwise enjoyed in ones private
home. Michael T. Flannery, First, Do No Harm: The Use of Covert Video
Surveillance to Detect Munchausen Syndrome By Proxy An Unethical Means
of Preventing Child Abuse, 32 U. Mich. J.L. Ref. 105, 154 (1998).
See Jones v. State, 648 So.2d 669, 676-77 (Fla.), cert. denied,
515 U.S. 1147, 115 S. Ct. 2588, 132 L. Ed.2d 836 (1995) (finding that defendant
did not have heightened expectation of privacy in his hospital room that he
would have had in his home, and noting that although defendant could expect
that hospital personnel would enter to perform routine hospital procedures and
visitors would enter if he did not object, he had no reason to believe that
third parties would enter to look for and seize his personal property); People
v. Brown, 151 Cal. Rptr. 749, 755 (1979) (recognizing that "at least
for certain purposes, a hospital room is fully under the control of the medical
staff; yet for other purposes it is 'the patients room'" because
patient understands that nurses, doctors, food handlers, and others enter and
exit hospital room in accordance with medical need and hospital routine); People
v. Courts, 517 N.W.2d 785, 786 (Mich. Ct. App. 1994) (Although patients
in hospital rooms have some legitimate expectations of privacy . . . those expectations
are not similar in nature to the expectations of privacy people have about homes
and motel rooms.).
Although hospital rooms carry some expectation of privacy, the reasonableness of that expectation
is circumscribed by the intrusion of other persons whose functions temper the "privateness"
of the room. In an acute care hospital catering to medical and surgical
needs of patients in single or multiple occupancy rooms, it is obvious that
normal patient care functions require hospital staff to enter patients' rooms to perform
routine tasks. In that setting, affording a diminished expectation of privacy in a
hospital room as compared to a home sensibly accommodates the hospital administrative and
medical personnels need to have access to the patients room. But that is
not this case.
In a psychiatric institution caring for the involuntarily committed, the expectation
of privacy becomes even more circumscribed. Involuntarily committed psychiatric
patients are entrusted to the care and supervision of State psychiatric institutions
because a court has declared those patients dangerous to themselves or to others.
N.J.S.A. 30:4-27.1 to -27.23; Rule 4:74-7. Protection of those
persons from themselves, or the protection of other patients from those patients,
is the responsibility of the individuals who manage the public institution.
N.J.S.A. 30:4-27.1(a). Institutional administrative and professional
staff especially must have access to the patients to supervise properly. That
perforce includes living quarters.
The legislative enactment of a patients bill of rights including a right
of privacy is not inconsistent with the view that a diminished expectation of
privacy must pertain in a psychiatric institution. N.J.S.A. 30:4-24.2(e)
provides that committees in a State institution have the right to privacy and
dignity and, more specifically, to have access to individual storage space for
private use. The question, however, is what constitutes an appropriate level
of privacy in areas other than individual storage spaces.
In my view, the privacy expectation of an involuntarily committed psychiatric
patient to his room is not equivalent to the expectation of a voluntary patient
in a general acute care hospital. A heightened responsibility for protection
against harm is imposed on those running the psychiatric institution, and that
circumstance limits the involuntarily-committed patient's reasonable expectations
of privacy. Because of the need to supervise closely the behavior of involuntarily
committed psychiatric patients, such patients cannot have the same expectations
of privacy as patients in an acute care hospital. The "living quarters"
of psychiatric patients simply are unlike those of a regular hospital patient.
And, in this case, the reasonableness of any expectation of privacy also is
circumscribed by the fact that the patient was allotted certain parts of the
room that he could lock and thus keep private from other patients and staff,
as N.J.S.A. 30:4-24.2(e)(4) requires. That portion of defendant's room
was not searched. In my view, the hem of the curtain in his room does not have
protected status. A hem is not a compartment that is meant for storage, concealment,
or private discard of any type of material.
The trial court acknowledged an exceedingly diminished expectation of privacy in the room,
and concluded that the search of the curtain hem in defendants shared room
was reasonable and not excessively intrusive. I find the trial courts judgment to
have been based on a sound assessment of societal expectations. The Appellate Division
declined to base its affirmance on that footing and proceeded to an analysis
of exigency to excuse the warrant requirement. Although I respect the soundness of
the trial court's reasoning, like the Appellate Division I believe there was exigency
here. However, conceding some limited expectation of privacy in the shared ward room
of an institutionalized psychiatric patient, that limited interest must be balanced against the
State's interest in safety.
Concern for the safety of others in ones care is a traditional basis
for determining exigency to exist:
The simplest of exigent circumstances are raised in those cases where there is
some apparent need to go to the aid of an individual or to
seek to protect persons or property from imminent peril. Such circumstances are universally
held to authorize entry onto premises and, in most cases, some limited form
of search . . . . The most complex and fact-sensitive of all
exigent circumstances cases are those where there is neither an apparent emergency risk
to life or property nor the immediacy of a chase of a fleeing
felon but, instead, where a combination of factors makes it probable that legitimate
law enforcement goals will be thwarted if the officers were to seek an
arrest or search warrant.
[Byrnes, New Jersey Arrest, Search & Seizure §11.1 at 187-88 (Gann 2001-02).]
The application of the doctrine of exigent circumstances requires a fact-sensitive,
objective analysis. State v. DeLuca, 168 N.J. 626, 632 (2001) (citing
State v. Bruzzese, 94 N.J. 210, 219 (1983), cert. denied, 465
U.S. 1030, 104 S. Ct. 1295, 79 L. Ed.2d 695 (1984)). As the majority observes,
an officers belief that exigent circumstances are present must be based
on "more than mere speculation." United States v. Restrepo,
890 F. Supp. 180, 206 (E.D.N.Y. 1995). Here, the record is not speculative and
amply supports the investigating officers perceived need to find and secure
immediately the Xanax pills. Review of the record reveals that the investigation
into Hilliards death the morning of October 8, 1997 was a collaborative
effort involving administrative staff and security of the New Jersey Department
of Human Services, and Officer Koslowsky, an investigator dispatched from the
Camden County Prosecutor's Office. The testimony of Officer Koslowsky and Human
Service Officer Cichoski details that combined effort.
Koslowsky testified that on his arrival at the hospital Human Service officers already
had secured Hilliards and defendants room and had brought the patients into the
day room. Cichoski testified that it was the responsibility of the Human Service
Police to maintain security for the institution and its patients. After meeting with
the Human Services Police, Koslowsky and the Human Services officers went to Hilliard
and defendants room where they observed Hilliards body and performed a cursory search
to assist in finding anything that would help determine why the patient had
died. Cichoski was posted outside the room until Hilliards body was removed and
his personal effects secured.
At approximately 12:30 p.m., Koslowsky interviewed Fisher, one of the patients on the
ward. Fisher revealed that the previous evening he had been in and out
of defendants room and that defendant attempted to sell Xanax pills to him.
Fisher also informed Koslowsky that the pills were located in defendants room, in
the hem of a curtain. Koslowsky and Human Services Officer Douglas went to
the room and Douglas found four pills in the curtain hem.
On direct examination, Koslowsky was asked to identify his immediate concern when he
was told of the presence of drugs in defendants room. Koslowsky responded:
The concern would be for the recovery of that knowing that they could
have been removed because a substantial period of time had taken place with
the interviews that were conducted. We searched the room at 1:00 p.m. and
I arrived down there at 8:45 a.m. at the police headquarters, so that
was about a four[]hour period of time that I had been on the
scene and I realized that these drugs could have been removed by anyone,
and I wanted to get them out of there and get them in
our possession because they could be removed and harm someone.
[The room] was secured originally upon my arrival,
but after that I was in several different rooms conducting as you can
see virtually a few hours worth of interviews. I cant be sure that
anything was secure after that.
The room had in a way been released. We had removed the body.
We had done that the search as far as we were going to
search for any drugs that might have been involved in the death of
Mr. Hilliard. But during my interviews I would not at all ever say
that the room was safe and secure.
Although Cichoski testified that the door remained locked, he left his post at
10:25 a.m., and those with a key had access to the room. Koslowsky
noted that a number of people could have had access to the room
during the time that he was interviewing patients or prior to the discovery
of Hilliards body. Thus he was concerned not only about who had access
to the room after he arrived on the scene, but also those with
access prior to the discovery of Hilliards body. Significantly, Cichoski explained that although
the patients were brought to the day room and not permitted in the
dorm area during the questioning the morning of October 8th, patients normally are
permitted to roam and visit other patients' rooms in the dorm area, and
would have been able to do so during the previous night and until
the time Hilliard's body was discovered the next morning. Indeed, Fisher had told
Koslowsky that on the previous evening he had been in and out of
defendants room.
The majority focuses on the fact that Koslowsky testified that after receiving Fishers
statement nothing prevented him from securing the room while he obtained a warrant.
That assumes that the drugs were present in the room at the time
of Fishers statement and that securing the room would prevent removal. In hindsight
that proved correct. But at the time that the Human Services representatives and
the investigator from the Prosecutor's Office heard that a controlled dangerous substance allegedly
was present on the ward and allegedly was in defendant's room, they did
not know that the drugs were in fact there or elsewhere where other
patients could get to and ingest them. In my view, Koslowsky reasonably was
concerned and reasonably believed that the Xanax pills could have been removed by
the time Fisher made his statement. The Human Services officer and Koslowsky acted
with dual motives. They needed to ascertain whether the pills were still in
the location described by Fisher and they needed to secure the drugs. As
noted, in hindsight the majority is correct when it states that had the
officer secured the room and obtained a warrant, the Xanax pills would not
have been removed from the curtain hem. However, if the officers had to
obtain a warrant in order to learn if the drugs were in the
location described by Fisher, only to discover that they had been moved, precious
time would have been lost in securing the drugs and maintaining the safety
of patients in the institution. In the context of administering to the needs
of all patients committed to a psychiatric hospital, I would hold that exigency
was present due to the need to locate the unaccounted-for Xanax pills when
confronted with the sudden death of a patient.
See footnote 1
Accordingly, for the reasons expressed in Judge Wefing's well-reasoned opinion below, and as
expressed here, I find ample support in the record for the Appellate Divisions
conclusion that exigent circumstances justified the warrantless search. I respectfully disagree with the
majoritys view that the evidence was too speculative to form a well-grounded or
objectively reasonable basis on which to excuse the warrant requirement. I find that
it was reasonable for personnel from Human Services and the Prosecutor's Office to
conclude that it was necessary to search the room immediately for the pills
-- because of the institutional setting, because patients and staff had access to
defendants room prior to the discovery of Hilliards body, and because the room
was not secured after Hilliards body and personal effects were removed. Indeed, Human
Services Officer Douglas had an administrative responsibility to find and secure the controlled
dangerous substance once he was told of its presence on the ward. The
additional involvement of prosecutorial staff, because a death had occurred, does not vitiate
the administrative and supervisory responsibilities of the Human Services personnel. That multiple interests
may have converged does not eliminate the presence of exigent circumstances.
For the reasons expressed above, I dissent from that part of the majority's
holding that orders the suppression of the Xanax pills found in the curtain
hem in defendant's ward room. I concur in Section III of the majority's
holding that orders suppression of defendant's statements made without the benefit of Miranda
warnings.
Chief Justice Poritz and Justice Stein join in this opinion.
NO. A-88 SEPTEMBER TERM 2000
ON CERTIFICATION TO Appellate Division, Superior Court
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
WILLIAM E. STOTT,
Defendant-Appellant.
DECIDED April 4, 2002
Chief Justice Poritz PRESIDING
OPINION BY Justice Verniero
CONCURRING/DISSENTING OPINION BY Justice LaVecchia
DISSENTING OPINION BY
CHECKLIST |
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AFFIRM IN PART/ REVERSE IN PART |
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CHIEF JUSTICE PORITZ |
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X | |
JUSTICE STEIN |
|
X | |
JUSTICE COLEMAN |
|
||
JUSTICE LONG |
|
||
JUSTICE VERNIERO |
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||
JUSTICE LaVECCHIA |
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X | |
JUSTICE ZAZZALI |
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TOTALS |
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3 |