Maheshwari v. Governing Bd. of Sharp Mem’l Hosp.
Filed 4/10/03 Maheshwari v. Governing Bd. of Sharp Mem. Hosp. CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 977(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 977(b). This opinion has not been certified for publication or
ordered published for purposes of rule 977.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
D039509
(Super. Ct. No. GIC771148)
v.
Plaintiff and Appellant,
B. D. MAHESHWARI,
GOVERNING BOARD OF SHARP
MEMORIAL HOSPITAL,
Defendant and Respondent.
APPEAL from a judgment of the Superior Court of San Diego County, John S.
Meyer, Judge. Affirmed.
By this appeal, the plaintiff B. D. Maheshwari, M.D., a cardiologist, seeks to
overturn the court’s decision upholding Sharp Memorial Hospital’s (Sharp’s) decision to
deny his application for staff privileges. When Dr. Maheshwari applied for staff
privileges, the medical executive committee (MEC) for Sharp denied his application on
the basis that (1) it had concerns about the quality of Dr. Maheshwari’s care at another
hospital, Riverside Community Hospital (RCH), where he had previously worked; and
(2) he allegedly did not provide sufficient information to Sharp with his application for
Sharp to perform a complete evaluation of his application. Dr. Maheshwari appealed that
decision to Sharp’s judicial review committee (JRC), and when it denied his appeal, he
appealed to the defendant Governing Board of Sharp Memorial Hospital (the Board).
The Board denied Dr. Maheshwari’s appeal.
Dr. Maheshwari thereafter filed a petition for writ of administrative mandamus
(petition) under Code of Civil Procedure section 1094.5,1 asserting that Sharp’s
application process violated his due process rights, was unfair, and that Sharp’s actions
were arbitrary and capricious. He also contended that there was no substantial evidence
to support Sharp’s decision, and that Sharp erred by excluding certain evidence Dr.
Maheshwari sought to submit at the hearing before the JRC (JRC Hearing).
The court ruled in favor of Sharp on Dr. Maheshwari’s petition. First, the court
found that substantial evidence supported Sharp’s decision. The court also found that
Sharp provided Dr. Maheshwari with a fair procedure in conjunction with his application.
The court found that there was no substantial evidence to support Dr. Maheshwari’s
assertion that Sharp acted arbitrarily and capriciously during the process. The court also
found that Sharp’s decision to exclude certain evidence was supported by the record.
1
All further statutory references are to the Code of Civil Procedure unless otherwise
specified.
2
Finally, the court found that there was no merit to Dr. Maheshwari’s claim of a violation
of his due process rights.
On this appeal, Dr. Maheshwari first asserts his fair procedure rights were violated
because Sharp’s actions were “arbitrary and capricious.” Specifically, Dr. Maheshwari
asserts that Sharp (1) decided to “get rid of” his application before it received any records
concerning the RCH cases; (2) refused to allow him to meet with Sharp committees; (3)
required Dr. Maheshwari to submit patient names and other confidential information in
connection with his application; (4) conducted an investigation searching for medical
malpractice actions filed against him and his wife; and (5) breached its promise to obtain
patient information from other hospitals before making a decision on his application. Dr.
Maheshwari also contends that the process was unfair because Sharp allowed its chief of
medical staff, who was biased against Dr. Maheshwari’s application, to be involved in the
decision-making process.
Dr. Maheshwari asserts that his equal protection rights were violated because
Sharp’s bylaws do not afford applicants for staff privileges the same right to meet with
committee members as members of the medical staff. Dr. Maheshwari asserts that the
JRC hearing officer erred by excluding from consideration on his appeal certain medical
records, follow-up information and declarations from former patients. Finally, Dr.
Maheshwari contends that Sharp’s expert witness who testified before the JRC applied
the wrong standard of care in evaluating Dr. Maheshwari’s care of patients.
We conclude that (1) Sharp did not violate Dr. Maheshwari’s fair hearing rights;
(2) there was no error in the exclusion of evidence he presented for the first time at the
3
JRC Hearing; and (3) Sharp’s expert’s testimony does not require a reversal in this
matter.2 Accordingly, we affirm the judgment.
FACTUAL AND PROCEDURAL BACKGROUND
I. Factual Background
A. Dr. Maheshwari’s Qualifications
Dr. Maheshwari earned his medical degree at a medical school in India and then
worked as a doctor in Great Britain for five years. He came to the United States in 1971.
Dr. Maheshwari completed a fellowship in cardiology, including cardiac catherization, at
Wayne State University in Detroit, Michigan. He has been board certified in internal
medicine since approximately 1973 and board certified in cardiology since 1975. Dr.
Maheshwari is also an attorney.
Dr. Maheshwari has practiced medicine in Corona, California, since
approximately 1975. He had full invasive cardiology privileges, including balloon
angioplasty and coronary stenting, at RCH, Anaheim Memorial Hospital (AMH), and
Western Medical Center, Anaheim (WMC). He also had provisional invasive cardiology
privileges at Scripps Memorial Hospital in San Diego.
B. Dr. Maheshwari’s Application for Staff Privileges at Sharp
In November 1998, Dr. Maheshwari submitted an application for staff privileges
to Sharp. In that application Dr. Maheshwari sought privileges to perform general
2
As we shall discuss, post, based upon the reasons for our holding that there was no
violation of Dr. Maheshwari’s fair hearing rights, we need not address his claim that his
equal protection rights were violated.
4
cardiology, diagnostic catherization and interventional cardiology services. As part of
the application, Dr. Maheshwari agreed that he, as an applicant, had the burden of
producing to Sharp adequate information for it to evaluate his competence and
qualifications. The bylaws of the attending medical staff for Sharp (Staff Bylaws),
paragraph 5.2 provides in part:
“[T]he Applicant shall have the burden of producing information for
an adequate evaluation of the applicant’s qualifications and
suitability for the clinical privileges and staff category requested, of
resolving any reasonable doubts about these matters, and of
satisfying requests for information. The applicant’s failure to sustain
this burden shall be grounds for denial of the application.”
Dr. Maheshwari also agreed to provide patient records for use in the evaluation
process if Sharp deemed them relevant. Dr. Maheshwari was granted temporary
privileges pending a decision on his application.
Shortly after the review process began, Sharp discovered that Dr. Maheshwari was
under review by RCH because of quality-of-care concerns in seven cases Dr. Maheshwari
worked on there. In a memorandum Barbara Grondona, Sharp’s medical staff office
manager, told Sharp’s chief of staff, Dr. David Ostrander, of the review by RCH. The
memorandum also spoke of the status of Dr. Maheshwari’s temporary privileges pending
investigation of the RCH review:
“The issue is that, if we terminate these privileges, it’s reportable to
both the Medical Board and Data Bank and this doctor would be
entitled to his hearing rights, under the Bylaws. I’ve confirmed this
with legal counsel. They had a good alternative: [¶] They suggest
that you speak with Dr. Maheshwari and be candid with him. Tell
him that, in conjunction with the credentialing process, we have
learned that he is currently under quality review at another hospital.
Let him know that, in light of this, it is incumbent upon the Medical
5
Staff to investigate and that, pending conclusion of the investigation,
it is our recommendation that he withdraw his temporary privileges.
Let him know that we will proceed with processing his application
and that any information that he can provide, regarding the quality
review, will be helpful to our medical staff in assessing his
application. Let him know that if he does not agree to this, we will
have to terminate his temporary privileges, we will have to report
him.” (Italics added.)
Dr. Ostrander followed this up with a telephone conversation with the chief of
staff at RCH, Dr. C. Bevan Stuart. Dr. Stuart outlined some of the concerns RCH had
with Dr. Maheshwari’s treatment of patients. Based upon this conversation, Dr.
Ostrander decided that Sharp should investigate the RCH review.
Dr. Ostrander thereafter informed Dr. Maheshwari that Sharp was investigating
the RCH review and advised him that they needed further information that they could not
obtain from RCH:
“We were not able to learn any details regarding the specific reasons
for this review, and our routine query of your status with that
hospital has not been answered, despite several requests. [¶] . . .
[¶] In light of the absence of specific details involving this matter
and our inability to get the required written response from [RCH],
your application is considered incomplete. If there is any further
information you can provide, as to your current situation at that
hospital, please do so.” (Italics added.)
Dr. Maheshwari was also advised that as he had not requested renewal of his
temporary privileges after 90 days, they had expired and would not be renewed.
C. Decision by Hoagland Committee
Dr. Ostrander advised Dr. Maheshwari that a panel of cardiologists would be
appointed to review the quality of care issue. This committee was known as the
“Hoagland Committee” because Dr. Paul Hoagland chaired it.
6
Dr. Maheshwari replied to Dr. Ostrander’s letter as follows:
“I understand that there has been an understanding between you and
Maurice Buchbinder that I will supply you with details of these
cases, and that you will appoint a panel of cardiologists from [Sharp]
to review that cases with respect to the quality. I am sending you
copies of the medical records obtained from [RCH] on these
patients, the observations of the members of the Cardiology Section
of [RCH] on the individual cases, and my responses. . . .
“. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
“If you or your committee have any questions with respect to the
[RCH] cases, I will be very happy to visit and answer the questions.”
(Italics added.)
However, only portions of the medical records were submitted at that time. Dr.
Ostrander acknowledged receipt of the documents Dr. Maheshwari provided and
informed him that Sharp would “proceed with the review of these cases and the
processing of your application. Additionally, if you are able to provide any additional
information regarding the status of the peer review proceedings at [RCH], it will be most
helpful. Should additional information be needed, we will contact you.” (Italics added.)
Dr. Maheshwari then sent a letter with information concerning the review at RCH.
Dr. Maheshwari also stated in that letter that he was “very willing to come and talk to you
and/or any other cardiologist(s) who have an interest in exploring further these matters.”
Dr. Ostrander informed Dr. Maheshwari that the Hoagland Committee would need
the radiological studies or “cine films,” which were films taken of the actual procedures
performed by Dr. Maheshwari, for each patient in the suspect cases. Dr. Ostrander
informed Dr. Maheshwari that his application would “be considered incomplete until we
receive this information and any other information which might be deemed necessary.”
7
Although the chief of staff at RCH initially refused to release the cine films, after threat
of a lawsuit by Dr. Maheshwari, RCH sent the cine films to Sharp.
After the cine films were received by Sharp, Dr. Ostrander informed Dr.
Maheshwari that “[t]he information will now be reviewed and you will be informed of
the outcome of this review process.” The Hoagland Committee met and reviewed the
cine films and concluded that Dr. Maheshwari’s treatment was below the standard of care
in six of the seven cases.
Following receipt of the Hoagland Committee’s report, Dr. Ostrander notified Dr.
Maheshwari that Sharp would seek an independent review of the medical records and the
cine films through the California Medical Association (CMA). This was proposed,
according to Dr. Ostrander, as it was “most fair” that the issue be reviewed by someone
not known to any of the parties involved. Dr. Maheshwari responded that he did not “see
any need for independent CMA review of the medical records and cine films since the
cardiologists at [RCH], as well as[] at [Sharp,] have already reviewed them. Any further
review would be redundant.”
D. Denial of Application by MEC
Thereafter, Dr. Maheshwari’s application went to the MEC for a decision. The
MEC, through Dr. Ostrander, advised Dr. Maheshwari that it had reviewed his request for
privileges, had concerns about the quality of care rendered in the RCH cases, and wanted
him to provide patient information for his cardiology cases for the past six months at all
facilities where he currently held privileges. Dr. Maheshwari responded that he would
not provide the information due to privacy concerns as to his patients and that, based
8
upon the information he had already provided, he had established his qualifications for
privileges.
Dr. Ostrander responded to Dr. Maheshwari by clarifying that Sharp was only
seeking a sampling of these cases, that the privacy concerns could be addressed, and by
citing state law that allows physicians to disclose medical information to committees at
hospitals that are reviewing the competence or qualifications of doctors. Dr. Ostrander
reminded Dr. Maheshwari that it was his burden to provide information to establish his
competence and qualifications and stated that if he refused to provide the requested
information his application would be deemed denied. Dr. Maheshwari wrote back,
stating that if Sharp needed the patient information, it should request it from the hospitals
itself. Dr. Maheshwari also stated that Sharp’s delay in rendering a decision on his
application had “damaged” him.
Because of Dr. Maheshwari’s refusal to obtain the requested patient records
requested by the MEC, the MEC itself contacted RCH and other hospitals to attempt to
obtain a sampling of six months of Dr. Maheshwari’s cases. After receiving authorization
from Maheshwari, Sharp requested samplings from RCH and the Corona Regional
Medical Center (CRMC). Dr. Stuart of RCH wrote a letter to Sharp’s then-chief of staff,
Dr. Kenneth J. Roth, expressing concerns about patient confidentiality and stating that he
believed this was information that Dr. Maheshwari himself should provide to Sharp. Dr.
Roth also spoke to Dr. Stuart by telephone around this time. Dr. Stuart told Dr. Roth
about problems RCH had had with Dr. Maheshwari. Dr. Roth’s notes of the conversation
with Dr. Stuart reflect that Dr. Stuart stated as to Dr. Maheshwari that “he’s the worst
9
physician on our staff” and that “I regret the day we ever granted him privileges here.”
Dr. Roth did not relay this information to Dr. Maheshwari. CRMC never responded to
the MEC’s request for records.
Based upon Dr. Maheshwari’s refusal to provide any further information to the
MEC, his expressed concern over the time that had passed since his application was
submitted, and the lack of cooperation from RCH and CRMC, the MEC decided to
proceed with a vote upon Dr. Maheshwari’s application without the six-month sampling.
In February 2000, Dr. Roth, then-chief of staff for Sharp, informed Dr. Maheshwari that
the MEC had voted to recommend denial of the application. The denial was based upon
the MEC’s concerns about the quality of care in Dr. Maheshwari’s coronary interventions
and its doubts concerning his overall clinical judgment in cardiology. Dr. Maheshwari
was also notified that the denial was based in part upon his failure to meet his burden of
producing information that would have allowed the MEC to more fully evaluate his
qualifications and suitability for general cardiology privileges.
E. JRC Hearing
In February 2000 Dr. Maheshwari advised Sharp that he was requesting a JRC
Hearing, as provided in Sharp’s Staff Bylaws, to contest the decision by the MEC. The
JRC Hearing was conducted before the JRC, which consisted of physicians from the
medical staff at Sharp. The hearing was also presided over by a hearing officer, Steven
Landuyt, Esq.
The JRC Hearing took place over five days in April and May 2000. The JRC
received and reviewed medical records, the cine films and other supporting documents
10
from the RCH cases. Dr. Maheshwari testified concerning his management of the RCH
cases. He also established that he was never disciplined by RCH concerning those cases
and that RCH not only renewed his privileges after he treated those patients, but also
granted him additional privileges in interventional cardiology.
The JRC heard testimony from experts retained by both Dr. Maheshwari and
Sharp. Dr. Paul Phillips, Sharp’s expert, testified that Dr. Maheshwari’s treatment in the
RCH cases “fell below the standard of care.” When asked to define the standard of care,
Dr. Phillips stated that it was what a “quorum of physicians” would feel that a “majority
of cardiologists” would have done. Dr. Phillips further explained that in Dr.
Maheshwari’s case “the standard of therapy being administered was below that which I
would accept in my laboratories.”
Dr. Maheshwari called Dr. Maurice Buchbinder as his expert. Dr. Buchbinder was
Sharp’s director of interventional cardiology from 1995 to 1999. Dr. Buchbinder had
known Dr. Maheshwari professionally for 10 to 12 years and had worked on
approximately 20 to 25 interventions with Dr. Maheshwari. Dr. Buchbinder opined that
Dr. Maheshwari’s “judgment was right on in the median and mean of every individual
that I have come across. His synthesis of the cases have [sic] been, generally speaking,
what I would have thought of . . . I have not been struck by anything unusual more than
standard practice.”
Dr. Buchbinder stated that in most cases Dr. Maheshwari’s decisions were the
same as he would have made. Although in some instances he would have acted
differently, Dr. Buchbinder testified that in his opinion Dr. Maheshwari’s actions were
11
reasonable and within the standard of care. Dr. Buchbinder stated that the standard of
care was what a reasonable interventional cardiologist would do in the circumstances of a
particular case.
At the JRC Hearing Dr. Maheshwari also sought to admit the complete medical
records of the six RCH patients, as well as declarations from some of those patients. The
hearing officer requested letter briefs on the issue and concluded that the evidence should
be excluded as Sharp had requested all information concerning the RCH patients from the
beginning. The hearing officer concluded that Dr. Maheshwari understood the
importance of those records and could have submitted the entire chart for each of the
patients initially, but did not do so. Instead, Dr. Maheshwari requested that his
application be reviewed based upon the information he had already provided.
F. The JRC’s Decision
The JRC upheld the decision to deny Dr. Maheshwari’s application for privileges.
In reaching this decision the JRC relied upon the testimony of Dr. Phillips, cine films and
the medical records provided by Dr. Maheshwari. Based upon this evidence, the JRC
concluded that serious quality-of-care issues existed in the six RCH cases. The JRC also
concluded that Dr. Buchbinder’s testimony, rather than supporting Dr. Maheshwari,
“damned” him “with faint praise.” The JRC also was not persuaded by Dr. Maheshwari’s
own testimony concerning his care in the six RCH cases.
The JRC found that Dr. Maheshwari had the burden of producing information for
an adequate evaluation of his qualifications for staff membership and privileges,
including the burden of producing satisfactory information to resolve reasonable doubts
12
concerning his qualifications and suitability for the clinical privileges that he was
seeking. The JRC concluded that Sharp received information that raised reasonable
doubts concerning Dr. Maheshwari’s qualifications for general cardiology and
interventional cardiology privileges. The JRC found that Sharp took reasonable steps to
resolve the questions raised about Dr. Maheshwari’s qualifications. The JRC then
concluded that the evidence demonstrated that in six of the seven cases under review by
RCH Dr. Maheshwari’s treatment fell beneath the standard of care for cardiologists.
The JRC also found that Dr. Maheshwari refused to provide information requested
by Sharp that was needed to establish his qualifications and to resolve reasonable doubts
that had arisen regarding his qualifications. Finally, the JRC found that Dr. Maheshwari
failed at the JRC Hearing to meet his burden of persuading the JRC, by a preponderance
of the evidence, of his qualifications of membership and privileges in general cardiology
and interventional cardiology.
G. Appeal to Sharp’s Board
In September 2000, Dr. Maheshwari appealed the JRC’s decision to Sharp’s Board.
In that appeal Dr. Maheshwari first asserted that Sharp’s evaluation of his application was
a “sham” and that Sharp had decided to deny his application before it had the necessary
information. In the appeal Dr. Maheshwari also contended that he had proved by a
preponderance of the evidence that he was qualified to have privileges at Sharp.
Dr. Maheshwari asserted that the evidence demonstrated that his handling of the
six RCH cases did not violate the standard of care. Dr. Maheshwari also asserted that the
13
hearing officer erred in excluding the new evidence he sought to admit at the JRC
Hearing.
Dr. Maheshwari contended that Sharp’s standards for evaluating applicants for
staff privileges were “arbitrary and capricious” and that it acted in an arbitrary and
capricious manner in denying his application. Finally, Dr. Maheshwari asserted that the
JRC violated Staff Bylaws and his due process rights when it considered different
allegations of improper care in the RCH patients from that considered by the Hoagland
Committee.
In June 2001, the Board issued its decision affirming the decision of the JRC. In
doing so, the Board concluded that the JRC’s decision was not arbitrary or capricious and
was supported by substantial evidence. The Board also rejected Dr. Maheshwari’s claim
that the hearing officer improperly excluded evidence and that certain procedural errors
resulted in a miscarriage of justice. Specifically, the Board found:
“1. The [JRC’s] decision is not arbitrary or capricious and is
supported by subtantial evidence. The record supports the [JRC’s]
conclusion that cases reviewed by an ad hoc committee (the
Hoagland committee) demonstrated problems with Dr. Maheshwari’s
care of patients at another facility and it was reasonable to request
Dr. Maheshwari to produce additional information (i.e., information
sufficient to allow (Sharp) to conduct a review of a random sample
of Dr. Maheshwari’s cardiology cases over a six month period) to
resolve reasonable doubts about his qualifications and suitability for
medical staff membership.
“2. The record supports the [JRC] Hearing Officer’s decision to
exclude certain evidence proffered by Dr. Maheshwari on the ground
that it was inadmissible under Medical Staff Bylaws section 83-7(2).
“3. While it appears that the Medical Staff failed to comply with the
requirement in the [Sharp] Bylaws, Article X, section 1(d), it also
14
appears that such provision is not mirrored by any [Sharp] Medical
Staff Bylaws provision. It is clear from the record that the Medical
Staff sought throughout the proceedings to comply fully with the
procedural requirements of the Medical Staff Bylaws. The standard
for determining the effect of an error in procedure is set forth in the
Medical Staff Bylaws section 8.4-2: ‘In no event shall the decision
of the [JRC] be set aside or reversed on the grounds of improper
admission or rejection of evidence, or for any error in matters of
notice or procedure, unless, after an examination of the entire cause,
including the evidence, the governing body shall be of the opinion
that the error complained of has resulted in a miscarriage of justice.’
“After an examination of the entire cause, the Appellate Panel
believes that the error complained of (i.e., the failure of Dr.
Maheshwari to appear before an ad hoc investigating committee of
his section/clinical department) did not result in a miscarriage of
justice. Dr. Maheshwari was afforded the opportunity to present any
evidence he wished to the Hoagland committee, and he was afforded
and took advantage of the opportunity to appear in person and testify
before the [JRC] and to present evidence. In addition, the Appellate
Panel notes that the [Sharp] Bylaws section in question is vague
and/or confusing about the timing of the right to appear before an ‘ad
hoc investigating committee.’ The [Sharp] Bylaws section appears
to require that the opportunity to apear before the ‘ad hoc
investigating committee’ be afforded AFTER the final decision is
reached by the [MEC] to not confer an appointment, etc.
“4. In all other aspects other than the apparent discrepancy between
the [Sharp] Medical Staff Bylaws and the [Sharp] Bylaws, the
reporter’s transcript of the [JRC] Hearing reflects that Dr.
Maheshwari was afforded a fair procedure in substantial compliance
with the Medical Staff Bylaws. . . .”
H. Petition to Superior Court
Following the Board’s denial of his appeal, Dr. Maheshwari filed his petition with
the San Diego County Superior Court. In that petition, Dr. Maheshwari asserted that the
Board’s decision constituted a prejudicial abuse of discretion because substantial
evidence established that Dr. Maheshwari was qualified to receive privileges at Sharp.
15
Dr. Maheshwari also asserted that his fair procedure and due process rights were violated
based upon Sharp’s handling of his application. Specifically, Dr. Maheshwari asserted
that Sharp (1) decided to get rid of his application before reviewing the RCH cases; (2)
failed to give him the opportunity to meet with Sharp’s committees; (3) refused to inform
him concerning specific concerns about the RCH cases until after it denied his
application; (4) demanded that he provide private patient information; (5) hired a law
firm to conduct a search for lawsuits involving he and his wife; (6) broke its promise not
to decide his application until additional patient information was forthcoming; and (7)
failed to inform him of his right to seek reconsideration of the MEC’s decision. Dr.
Maheshwari also contended that the hearing officer at the JRC Hearing erred by
excluding the evidence he attempted to submit at that hearing. Finally, Dr. Maheshwari
asserted that the JRC erred by relying on the testimony of Sharp’s expert because he did
not use the proper standard of care in rendering his opinion.
After reviewing the record of Dr. Maheshwari’s application process and hearing
arguments of counsel, the court rejected Dr. Maheshwari’s claim. The court detailed the
evidence in the record and the chronology of the application proceeding and concluded
that the decisions of both the JRC and Board were supported by substantial evidence.
The court also found that Dr. Maheshwari was “afforded a fair procedure in substantial
compliance with the Medical Staff Bylaws in that [he] was afforded the opportunity to
question and challenge committee members at the [JRC] Hearing, he was represented by
counsel at the hearing, a record of the proceedings was made, he was afforded the ability
16
to present evidence and cross-examine witnesses, and he was provided with a decision
based on a majority vote by the [JRC].”
The court found that Sharp did not use “arbitrary or capricious tactics.”
Specifically, the court found that the evidence did not support Dr. Maheshwari’s claim
that Sharp decided to reject his application before it reviewed any medical records. The
court found that there was no evidence that Sharp refused to meet with Dr. Maheshwari
as there was no request by Dr. Maheshwari to meet with any committees. The court also
found that there was no evidence an appearance before the committees would have made
a difference or that Sharp’s alleged refusal to meet with him resulted in a miscarriage of
justice.
The court rejected Dr. Maheshwari’s claim that he was treated differently than
other applicants because Sharp requested confidential information concerning his
patients. The court found that substantial evidence demonstrated that Sharp was only
interested in medical records, not personal confidential information concerning his
patients. The court also found that it was not unusual that Sharp performed a lawsuit
search on Dr. Maheshwari. The court rejected Dr. Maheshwari’s claim that Sharp
allegedly broke “promises” that they would advise him when they had completed review
of certain evidence.
The court also found that the hearing officer at the JRC Hearing properly excluded
the evidence submitted by Dr. Maheshwari for the first time at that hearing. The court
found that the evidence was requested by Sharp during the application process and there
was no showing by Dr. Maheshwari that he could not have produced the records earlier.
17
The court rejected Dr. Maheshwari’s due process and fair procedure claims. Based
upon its previous findings, the court concluded there was no merit to Dr. Maheshwari’s
claims that any “tactics” by Sharp denied him his due process or fair procedure rights.
The court found that Dr. Maheshwari was given notice of Sharp’s decision, he “was
provided with the opportunity to question and challenge committee members at the [JRC]
Hearing, he was represented by counsel at the hearing, a record of the proceedings was
made, he was afforded the ability to present evidence and cross-examine witnesses, and
he was provided with the decision based on a majority vote by the [JRC].”
The court entered judgment in favor of Sharp. This timely appeal follows.
DISCUSSION
On this appeal Dr. Maheshwari, although setting forth facts he contends show
there was substantial evidence that he was qualified for staff privileges at Sharp, does not
directly challenge the finding by the court that substantial evidence supported Sharp’s
rejection of his application. Rather, Dr. Maheshwari asserts that the actions by Sharp
violated his fair procedure and equal protections rights, the JRC erred in excluding
evidence he presented for the first time at the JRC Hearing, and Sharp’s expert failed to
apply the proper standard of care in evaluating his performance. We reject these
assertions.
I. Fair Procedure Claims
Dr. Maheshwari asserts that his right to a fair procedure in the application process
was violated because (1) Sharp acted arbitrarily and capriciously in denying his
application; (2) Sharp violated its own bylaws in the process; and (3) Dr. Ostrander
18
should not have been allowed to participate in the process. We address these contentions
in order.
A. Standard of Review
Section 1094.5, governing petitions for writ of administrative mandamus,
provides in part:
“(a) Where the writ is issued for the purpose of inquiring into the
validity of any final administrative order or decision made as the
result of the proceeding in which by law a hearing is required to be
given, evidence is to be taken, and discretion in the determination of
facts is vested in the inferior tribunal, corporation, board or officer,
the case shall be heard by the court sitting without a jury. . . .
“(b) The inquiry in such a case shall extend to the questions whether
the respondent has proceeded without, or in excess of jurisdiction;
whether there was a fair trial; and whether there was any prejudicial
abuse of discretion. Abuse of discretion is established if the
respondent has not proceeded in the manner required by law, the
order or decision is not supported by the findings, or the finding are
not supported by the evidence.
“(c) Where it is claimed that the findings are not supported by the
evidence, in cases in which the court is authorized by law to exercise
its independent judgment on the evidence, abuse of discretion is
established if the court determines that the findings are not
determined by the weight of the evidence. In all other cases, abuse
of discretion is established if the court determines that the findings
are not supported by substantial evidence in light of the whole
record.
“(d) Notwithstanding subdivision (c), in cases arising from private
hospital boards abuse of discretion is established if the court
determines that the findings are not supported by substantial
evidence in light of the whole record.” (Italics added.)
Thus, ordinarily, the superior court reviews an adjudicatory decision by a private
hospital board (such as here) under the substantial evidence standard. (Huang v. Board of
19
Director (1990) 220 Cal.App.3d 1286, 1293.) However, the question of whether a
physician received a fair hearing in an application for hospital privileges is subject to
independent review by trial courts. (Rosenblit v. Superior Court (1991) 231 Cal.App.3d
1434, 1442.) Our review of a claim of violation of the right to a fair hearing is similarly
de novo. (Ibid.; Duncan v. Department of Personnel Administration (2000) 77
Cal.App.4th 1166, 1174.)
B. Fair Hearing Rights
Private hospitals must observe “fair procedures” in rejecting, revoking or
terminating staff privileges of a physician. (Ezekial v. Winkley (1977) 20 Cal.3d 267,
269-270; Westlake Community Hosp. v. Superior Court (1976) 17 Cal.3d 465, 468.)
However, hospitals do not have to accord all of the same due process rights guaranteed to
litigants in civil or criminal trials. (Anton v. San Antonio Community Hosp. (1977) 19
Cal.3d 802, 829-830.) A hospital complies with its fair hearing obligation if it gives the
affected physician adequate notice of the charges and a fair opportunity to present his
position. (Id. at p. 830.)
Nevertheless, under its duty to provide a fair procedure, a hospital may not act in
an arbitrary or capricious manner in rejecting a physician’s application for staff
privileges. (Pinsker v. Pacific Coast Society of Orthodontists (1974) 12 Cal.3d 541, 550,
553.) The right of a physician to a fair hearing must be balanced against the interests of
the hospital in protecting members of the public who receive care at its facility. (Rhee v.
El Camino Hospital Dist. (1988) 201 Cal.App.3d 477, 489 (Rhee).) Because of this,
“courts must not interfere to set aside decisions regarding hospital staff privileges unless
20
it can be shown that a procedure is ‘substantively irrational or otherwise unreasonably
susceptible of arbitrary or discriminatory application.’ [Citations.]” (Ibid.)
C. Analysis
1. Alleged premature decision to “get rid of” Dr. Maheshwari’s application
Dr. Maheshwari first asserts that Sharp decided to “get rid of” his application
before receipt of any medical records regarding the RCH review. We reject this
contention.
In support of this contention Dr. Maheshwari first cites the memo from Grondona
to Dr. Ostrander regarding the review of his cases at RCH and his temporary privileges.
Dr. Maheshwari asserts this document shows that Grondona was advising Dr. Ostrander
how to get rid of Dr. Maheshwari’s application. According to Dr. Maheshwari, the
decision to get rid of him was made at that time and all of Sharp’s actions thereafter were
“designed to justify a decision that it had already made.”
However, the record does not support this contention. First, the memorandum was
concerned about the status of Dr. Maheshwari’s temporary privileges while the
investigation was ongoing. The memo was only advising that to avoid having to report
Dr. Maheshwari he should be given the option to withdraw his application for temporary
privileges pending Sharp’s investigation. The memo says nothing about getting rid of Dr.
Maheshwari’s application and, instead, actually reflects the fact that Sharp was going to
investigate the issue of the RCH cases before making a decision on his application. The
conversation between Dr. Ostrander and Dr. Stuart also reflects that it motivated Sharp to
investigate the RCH cases further, not to summarily deny Dr. Maheshwari’s application.
21
The record reflects that Sharp did investigate the allegations regarding RCH,
requested documents from Dr. Maheshwari, attempted to obtain them on its own when
they were not forthcoming from Dr. Maheshwari, and that Dr. Maheshwari objected to
Sharp reviewing records of additional patients to assist in its review. After the Hoagland
Committee concluded that there were quality-of-care problems with six RCH cases,
Sharp offered to have the matter reviewed by an independent group, the CMA. Dr.
Maheshwari refused this offer. Far from demonstrating that Sharp decided to get rid of
Dr. Maheshwari’s application early on in the application process, the record actually
establishes that Sharp attempted to obtain all relevant information before it made a
decision on his application and that Dr. Maheshwari hindered those efforts.
2. Sharp’s alleged refusal to meet with Dr. Maheshwari
Dr. Maheshwari asserts that Sharp violated his right to a fair hearing by refusing to
meet with him, relying on article X, section 1, subdivision (d) of the Bylaws of Sharp
Memorial Hospital (Sharp Bylaws), which provide in part:
“The Bylaws of the Medical Staff of [Sharp] . . . shall provide
appropriate procedures to insure that all applicants and members of
the staff are afforded a fair and impartial hearing and due process in
any case where an appointment is not to be conferred, is not to be
renewed, or when privileges have been (or are proposed to be)
reduced, suspended or terminated. These procedures shall allow the
affected practitioner the opportunity to make an appearance before
an ad hoc investigating committee of the staff member’s
section/clinical department (in all cases except where summary
corrective action is required). Such hearings shall be conducted
under such procedures adopted by each Medical Staff in its bylaws
and approved by the Board of Trustees, which approval shall not be
unreasonably withheld. In addition, the affected staff member shall
be given the rights to a hearing before a judicial review committee.”
(Italics added.)
22
Sharp in turn argues that this provision only allowed staff members, not applicants
for privileges, to meet with committee members in an evaluation process. However,
although somewhat confusingly worded, it appears that this section of the Sharp Bylaws
was intended to apply to non-staff member applicants for staff privileges at Sharp. The
section does repeatedly refer to the rights of the “staff member,” not those of an applicant.
However, the first sentence states that the rights to be accorded are to apply to both
“applicants and members of the staff.” The term “where an appointment is not to be
conferred, [or] is not to be renewed,” therefore can only be construed as including an
application for staff privileges.3
However, even though this bylaw accords a right to demand a meeting with a
committee evaluating an application for privileges, Dr. Maheshwari still has not shown a
violation of his fair hearing rights. First, the evidence does not show that Dr.
Maheshwari, who was represented by counsel and is himself an attorney, ever made a
demand that this right be honored and that Sharp refused. Dr. Maheshwari relies on two
letters that he sent to Dr. Ostrander after Dr. Ostrander informed Dr. Maheshwari that
Sharp was investigating the RCH cases. Those letters merely stated that Dr. Maheshwari
was willing to meet with any committee or cardiologist at Sharp, if Sharp wanted him to
3
Based upon this conclusion, we need not address Dr. Maheshwari’s assertion that
denying applicants the right to meet with committee members while affording such a
right to staff members violated his equal protection rights.
23
appear and answer questions. There was no request or demand that he be allowed to
meet with committee members made on his own initiative.
Further, even if Sharp should have offered to meet with Dr. Maheshwari in
response to these two letters, the error did not result in any prejudice sufficient to set
aside Sharp’s decision to deny staff privileges. Sharp’s Staff Bylaws, section 8.4-2,
provides that in any appeal from the decision of the JRC, “[i]n no event shall the decision
of the [JRC] be set aside or reversed on the grounds of improper admission or rejection of
evidence, or for any errors in the matter of notice or procedure, unless, after an
examination of the entire cause, including the evidence, the governing body shall be of
the opinion that the error complained of has resulted in a miscarriage of justice.” (Italics
added.)
Here, at the JRC Hearing, Dr. Maheshwari was allowed to testify, explain his
treatment in the RCH cases, and address any other issues he felt important. There is no
suggestion that there was anything further that he would have presented to the MEC or
the Hoagland Committee that was not presented to the JRC. After Dr. Maheshwari’s side
of the story was fully presented, the JRC concluded that there were problems with the
quality of care he rendered in the six RCH cases. Thus, Dr. Maheshwari cannot
demonstrate that the result would have been different had he met with the MEC and/or
the Hoagland Committee.
Indeed, it would have been of a greater benefit if Dr. Maheshwari had provided
complete records of his treatment of those patients and more fully complied with Sharp’s
requests for information. Additionally, following the initial conclusions of the Hoagland
24
Committee, it was Dr. Maheshwari’s position that further information was not necessary
to the decision and that Sharp should make its decision based upon the information it
already had. Based upon all of these facts, Dr. Maheshwari cannot demonstrate that any
miscarriage of justice resulted from any error in procedure in not allowing him to meet
with committee members.
3. The MEC’s request for patient information
Dr. Maheshwari asserts that his fair hearing rights were violated when Dr.
Ostrander requested that he provide a detailed list of all of his cardiology patients for the
prior six months, including the patient’s name, medical records number, diagnosis and the
age of the patient. Dr. Maheshwari objected to this request as a “fishing expedition” that
would “violate the privacy of my patients who have no relationship whatsoever to
[Sharp]. . . .”
In response, Dr. Ostrander wrote to Dr. Maheshwari, stating that the information
was appropriate and necessary to review his application and that if he failed to provide
the requested information, Sharp would deny his application. Dr. Ostrander also clarified
that Sharp was only seeking a “sample” of Dr. Maheshwari’s patients. Dr. Ostrander told
Dr. Maheshwari that such records were appropriately requested under California law to
be used in his review and that Sharp would take precautions to insure the secrecy of the
patient’s information. Dr. Maheshwari continued to refuse to provide the requested
information and told Sharp that if it wanted the information, it would have to obtain it on
its own.
25
Civil Code section 56.10, subdivision (c)(4) provides in part:
“(c) A provider of health care, or a health care service plan may
disclose medical information as follows:
“. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
“(4) The information may be disclosed to organized committees and
agents of professional societies or of medical staffs of licensed
hospitals . . . if the committees . . . are engaged in reviewing the
competence or qualifications of health care professionals . . . .”
As part of the application process, Dr. Maheshwari consented to an inspection of
records and documents material to the evaluations and authorized all individuals and
organizations in custody of such records and documents to permit such inspection and
copying.
As these provisions make clear, the disclosure of patient information is permitted
in conjunction with a review of a doctor’s qualifications and competence to receive staff
privileges. The Staff Bylaws contain no proscription on the type of patient information
that may be requested. Dr. Maheshwari cites no law or anything in the Staff Bylaws that
makes Sharp’s request for patient information improper. Indeed, Dr. Maheshwari had
agreed, as part of his application process, to allow hospitals where he treated patients to
release patient information in connection with the review process. In addition, in
response to Dr. Ostrander’s request, Dr. Maheshwari never sought to provide a redacted
version of the patient information, omitting patient names or other information he felt
should not be disclosed. Rather, he simply refused to provide the information. Thus, Dr.
Maheshwari’s refusal to provide the requested patient information was not justified and
26
Sharp was within its rights to consider this lack of cooperation in refusing to grant Dr.
Maheshwari staff privileges at Sharp.
Dr. Maheshwari asserts that Sharp’s request for this patient information was
“unusual.” In support of this contention Dr. Maheshwari cites to testimony from Dr.
Ostrander that in reviewing patient records the patients are usually not identified by name
and that he could not recall another case where Sharp “went through a process like
this . . . .” However, Dr. Ostrander also explained that Dr. Maheshwari’s application was
different than the ordinary situation. He also stated that while in written communications
and recorded proceedings the name of a patient would not be used, in the review process
there was no way the patient’s name could be entirely eliminated. Further, even if Sharp’s
request was “unusual,” that does not mean it was “arbitrary and capricious.” There was
nothing unfair about Sharp’s request for a six-month sampling of Dr. Maheshwari’s
patient care.
4. Lawsuit investigation of Dr. Maheshwari
Dr. Maheshwari asserts that his fair proceeding rights were violated by Sharp’s
hiring of a law firm to search the civil filings index to determine if he had any
malpractice lawsuits filed against him. We reject this contention.
Sharp conducted a review of the civil index of filings to determine the extent of
any medical malpractice lawsuits filed against Dr. Maheshwari after it received
information from his malpractice carrier that he had three malpractice cases that were
repetitious in nature. Patricia Lawson, from Sharp’s medical staff office, testified that
27
this was the normal procedure where Sharp received information that there were a high
number of or repetitious claims of malpractice against an applicant for privileges.
However, although Dr. Maheshwari established that the three cases of malpractice
were dismissed and many of the lawsuits discovered by Sharp had nothing to do with
medical malpractice, he does not indicate why such a search was unfair, arbitrary or
capricious. Further, Dr. Maheshwari does not offer any evidence that this information
had any impact on his application. Indeed, based upon the lack of any detrimental
information found as to Dr. Maheshwari, this information could have only helped his
application for privileges.4
It is reasonable for a hospital reviewing the qualifications and competency of an
applicant for staff privileges to conduct a search of public records to determine if any
medical malpractice actions had been filed against that individual. As discussed, ante, in
reviewing a candidate for privileges, hospitals have a duty to protect members of the
public who receive care at its facility. (Rhee, supra, 201 Cal.App.3d at p. 489.)
5. Sharp’s asserted promise to obtain medical records
Dr. Maheshwari also asserts that Sharp broke a promise to him that it would obtain
medical records concerning his patient care from other hospitals and would not decide his
application until it received those records. We reject this contention
4
Dr. Maheshwari asserts the search for lawsuits also included his wife. However,
the record reveals that Sharp was only searching for lawsuits involving Dr. Maheshwari.
The search merely revealed a lawsuit in which both he and his wife were parties.
28
In support of this contention, Dr. Maheshwari cites Dr. Ostrander’s letter to him
after he refused to obtain patient records from other hospitals. Dr. Maheshwari cites to
Dr. Ostrander’s statement that “[w]e will advise you, should we have any problems with
the hospitals’ provision of this information and would expect that you would help to
facilitate this, if needed.” Dr. Maheshwari also points to the statement that “[w]hen this
information has been received, we will advise you when we have had an opportunity to
review and consider this additional information.” As discussed, ante, the requested
patient information was not forthcoming before the MEC decided that Dr. Maheshwari’s
application for privileges should be denied. The MEC cited Dr. Maheshwari’s failure to
provide requested information as a reason, in addition to the quality of care as to the RCH
patients, as a reason for denying his application.
Sharp’s decision on denying staff privileges without the requested patient
information did not result in an unfair procedure. First, the burden was on Dr.
Maheshwari to provide the requested information. However, Dr. Maheshwari refused.
Indeed, Dr. Maheshwari admitted at the JRC hearing that if Sharp had requested his
assistance in obtaining records from RCH, he would have refused:
“Q. Is it your testimony if after all this process Dr. Ostrander had
come back to you and said, ‘Okay, you know, Dr. Maheshwari, we
tried to get the[] information directly from the hospital up in
Riverside but were unable to,’ is it your testimony to this committee
that you the would then have said, ‘Okay, I’ll get it for you myself?’
“A. No.
“Q. You wouldn’t have, would you?
“A. No.”
29
Dr. Maheshwari cannot persuasively assert that after he refused to obtain the
requested information, Sharp is to blame for deciding his application without obtaining it
themselves. There is nothing unfair, arbitrary or capricious about this decision. Further,
the record demonstrates that after the Hoagland Committee’s report expressing concern
about quality care in the six RCH cases under review, Dr. Maheshwari asserted that no
further review or information was necessary and that Sharp should decide his application
with the information it already had before it. Dr. Maheshwari cannot then fault Sharp for
deciding his application without the patient information from CRMC and RCH.
6. Involvement of Dr. Ostrander in application evaluation
Dr. Maheshwari also asserts that Dr. Ostrander’s involvement in the evaluation of
his application for staff privileges violated his right to a fair procedure because Dr.
Ostrander had decided from the beginning to deny his application and was biased against
Dr. Maheshwari. We reject this contention.
Citing Applebaum v. Board of Directors (1980) 104 Cal.App.3d 648 (Applebaum),
Dr. Maheshwari contends that he was denied a fair hearing because Dr. Ostrander was an
“instigator” of the charges against him and also participated in the process of assessing
his application. In Applebaum, an obstetrician’s privileges were suspended at a hospital
based upon charges initiated by a doctor who received complaints from nurses
concerning his delivery techniques. (Id. at p. 651.) That same doctor later served on an
ad hoc committee investigating the charges against the obstetrician. (Id. at pp. 651-652.)
30
That committee recommended that his privileges be suspended. (Id. at pp. 652-653.) An
appeal committee of the hospital upheld this decision. (Id. at pp. 653-654.)
The superior court granted the obstetrician’s writ of mandate, finding, among other
things, that the presence of the doctor who initiated the charges on the ad hoc committee
that recommended suspension of his privileges violated his due process rights.
(Applebaum, supra, 104 Cal.App.3d at pp. 655-656.) The Court of Appeal upheld this
ruling finding that the process was unfair because (1) the instigator of the charges against
the obstetrician also was on the ad hoc committee; and (2) the ad hoc committee and the
committee that reviewed the decision to suspend his privileges had overlapping
membership. (Id. at pp. 659-660.) However, the court also stated that the fact that some
investigatory, prosecutorial and adjudicatory functions are combined would not constitute
a denial of due process “unless the facts of a case show foreclosure of fairness as a
practical or legal matter.” (Id. at p. 658; Rhee, supra, 201 Cal.App.3d at p. 490.)
The facts of this case are very different from those in Applebaum. Dr. Ostrander
did not “instigate” the charges against Dr. Maheshwari. They were initiated at RCH. Dr.
Ostrander was at most a conduit for that information and an investigator of the
circumstances of the RCH review. He did not sit on any of the committees reviewing Dr.
Maheshwari’s application. Dr. Maheshwari does not allege any overlapping of members
of the Hoagland Committee, MEC and JRC. Dr. Ostrander merely coordinated the
review process in his role as chief of staff and communicated with Dr. Maheshwari
regarding the status of the review and the need for additional information. The facts here
31
do not show a “foreclosure of fairness as a practical or legal matter.” (Applebaum, supra,
104 Cal.App.3d at p. 658.)
In sum, we conclude, upon independent review of the record, that Sharp’s review
of Dr. Maheshwari’s application for staff privileges did not violate his right to a fair
hearing and procedure.
II. Decision To Exclude Evidence at JRC Hearing
Dr. Maheshwari asserts that the hearing officer erred in excluding evidence he
sought to introduce at the JRC Hearing. We reject this contention.
Section 1094.5, subdivision (e) provides in part:
“Where the court finds that there is relevant evidence that, in the
exercise of reasonable diligence, could not have been produced or
that was improperly excluded at the hearing before respondent, it
may enter judgment . . . remanding the case to be reconsidered in the
light of that evidence . . . .”
The hearing officer at the JRC Hearing excluded the new evidence submitted by
Dr. Maheshwari based upon Staff Bylaw, paragraph 8.3-7(2), which provides in part:
“An applicant . . . shall bear the burden of persuading the [JRC], by a
preponderance of the evidence, of his qualifications by producing
information which allows for adequate evaluation and resolution of
reasonable doubts concerning his current qualifications for
membership and privileges. An applicant shall not be permitted to
introduce information requested by the medical staff but not
produced during the application process unless the applicant
establishes that the information could not have been produced
previously in the exercise of reasonable diligence.” (Italics added.)
Dr. Maheshwari does not contend that he had previously provided the disputed
evidence during the application process. Rather, Dr. Maheshwari contends that the
information was not requested or, at least as to the declarations, that he could not have
32
with reasonable diligence submitted the information earlier. The record does not support
this assertion.
In his March 1999 letter, Dr. Ostrander informed Dr. Maheshwari that Sharp had
learned of his review at RCH for quality-of-care concerns, of Sharp’s inability to obtain
information concerning the review, and requested that Dr. Maheshwari provide any
information concerning the situation to Sharp. Thus, there was no limitation on the type
of information requested by Sharp and any information supportive of Dr. Maheshwari’s
position should have been submitted at that time.
Dr. Maheshwari responded by acknowledging that he understood that he was
responsible for supplying Sharp “with details of these cases.” Thus, there is no evidence
that Dr. Maheshwari was confused in any way concerning the scope of what Sharp
wanted to review on his application for privileges.
Dr. Ostrander then communicated to Dr. Maheshwari that he had “received the
documentation you have provided (i.e., copies of medical records and other information
related to the review of these cases at [RCH]).” (Italics added.) Dr. Ostrander further
stated in that letter that Sharp “will proceed with the review of these cases and the
processing of your application. Additionally, if you are able to provide any additional
information regarding the status of the peer review proceedings at [RCH], it will be most
helpful. Should additional information be needed, we will contact you.” (Italics added.)
Dr. Maheshwari asserts that the statement from Sharp that it would contact him if
it needed further information meant that it was satisfied with the information it had and
was not requesting the information he later sought to admit at the JRC Hearing.
33
However, the letter actually indicated Sharp’s belief that Dr. Maheshwari had already
provided all information relevant to the review at RCH, pursuant to its previous request.
The records provided by Dr. Maheshwari to that date were in actuality incomplete and
Dr. Maheshwari did not attempt to submit complete records until the JRC Hearing. The
letter also requested, as did Dr. Ostrander’s previous letter, that if there were any further
information that Dr. Maheshwari felt was relevant, he should provide it. This put the
burden upon Dr. Maheshwari, pursuant to Sharp’s Bylaws, to produce to Sharp any
information he felt relevant. If he wanted Sharp to consider the complete patient files
from the RCH cases and the patient declarations, it was incumbent upon him to do so at
that time.
Dr. Maheshwari asserts the declarations of RCH patients were improperly
excluded as they did not exist during the application process and therefore could not in
the exercise of reasonable diligence have been produced earlier. However, the mere fact
that Dr. Maheshwari did not request declarations from patients until after he was denied
privileges does not mean that they were admissible. Dr. Maheshwari does not provide
any reason why he could not have produced them during the application process. Again,
if Dr. Maheshwari believed that the declarations were supportive of his application it was
incumbent upon him to submit them to Sharp during the application process. The hearing
officer properly excluded the evidence Dr. Maheshwari offered for the first time at the
JRC Hearing.
34
III. Testimony by Sharp’s Expert
Dr. Maheshwari’s last contention is that Sharp’s medical expert, Dr. Phillips,
applied an improper standard of care in opining at the JRC Hearing that Dr. Maheshwari’s
treatment in the six RCH cases fell below the standard of care. We reject this assertion.
Dr. Maheshwari faults Dr. Phillip’s testimony because he did not state specifically
that the proper standard of care is what “reasonable interventional cardiologists would do
in the circumstances of a particular case.” Dr. Maheshwari asserts that Dr. Phillips’s
reference to what a “quorum of physicians” would do, what a “majority of cardiologists”
would do or what he would accept in his laboratories was insufficient to establish the
proper standard of care and therefore his testimony should have been rejected.
However, a review of Dr. Phillips’s testimony demonstrates that although his
testimony was not precise in describing the standard of care for interventional
cardiologists, his testimony did state that the proper standard was what other cardiologists
would do in the same or similar circumstances. Moreover, Dr. Phillips was testifying not
to any new opinion he had as to the propriety of Dr. Maheshwari’s treatment, but rather to
the conclusions reached by the Hoagland Committee that determined that his standard of
care was deficient in six of the seven RCH cases. Whatever he testified was the
appropriate standard of care, the relevant inquiry was whether the Hoagland Committee,
in concluding Dr. Maheshwari’s treatment in the six RCH cases was deficient, actually
employed the appropriate standard of care. There is no assertion that they did not do so.
Finally, the JRC, in upholding the MEC’s denial of Dr. Maheshwari’s application,
relied not only upon Dr. Phillips’s testimony, but also upon the report of the Hoagland
35
Committee and the documentary evidence presented at the JRC Hearing. The JRC then
rendered its own conclusion that Dr. Maheshwari’s treatment fell below the standard of
care. Thus, even if Dr. Phillips’s testimony were disregarded, ample evidence supported
the JRC’s decision to uphold the decision to deny staff privileges to Dr. Maheshwari.
NARES, J.
DISPOSITION
The judgment is affirmed.
WE CONCUR:
HUFFMAN, Acting P. J.
McDONALD, J.
36
